RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• M•••••• T•••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 4, 2025 · Buffalo, Ny
- L••••• R••••••••• A••••••• institutional currentsince Jul 21, 2021 · Buffalo, Ny
- O•••• W•••••• I••• BD affiliatedMay 5, 2022 to Aug 11, 2025 · Buffalo, Ny
- C•••••• G•••• • C• I•• formerMar 8, 2013 to May 10, 2022 · Buffalo, Ny
- M••••••• I••••••••• M••••••••• ••• L•• asset managerDec 13, 2012 to Mar 1, 2013 · Snyder, Ny
- J••• H•••••• I••••••••• M••••••••• L•• asset managerMay 26, 2009 to Dec 31, 2010 · Snyder, Ny
- O•••• W•••••• I••• to L•• F•••••••• L••left Aug 11, 2025, registered Aug 4, 2025 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
- C•••••• G•••• • C• I•• to L••••• R••••••••• A•••••••left May 10, 2022, registered Jul 21, 2021 (-293 days) · Other · moved with a team
- M••••••• I••••••••• M••••••••• ••• L•• to C•••••• G•••• • C• I••left Mar 1, 2013, registered Mar 8, 2013 (7 days) · Other
- J••• H•••••• I••••••••• M••••••••• L•• to M••••••• I••••••••• M••••••••• ••• L••left Dec 31, 2010, registered Dec 13, 2012 (713 days) · corporate re-registration, not a move
- T••• M•••••• T••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2025-08-04)Aug 11, 2025 · Advisor changed firm · fact
- T••• M•••••• T••••• left C•••••• G•••• • C• I•• for L••••• R••••••••• A••••••• (registered 2021-07-21)May 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address