M•••••• G••••• W•••••

• O•••• W•••••• I••• BD affiliated current
  since Jan 24, 2025 · Canonsburg, Pa
• O•••• F•• I••• former
  Dec 23, 2015 to Jan 24, 2025 · Canonsburg, Pa
• C••••••• S••••••••• I••• BD affiliated
  Oct 2, 2008 to Jan 5, 2016 · Pittsburgh, Pa
• P•• W••••• M••••••••• BD affiliated
  Nov 8, 2004 to Sep 24, 2008 · Connellsville, Pa
• E•••••••• A•••••••• L•• national BD
  Aug 16, 2002 to Nov 22, 2004 · Pittsburgh, Pa

• O•••• F•• I••• to O•••• W•••••• I•••
  left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
• C••••••• S••••••••• I••• to O•••• F•• I•••
  left Jan 5, 2016, registered Dec 23, 2015 (-13 days) · Other
• P•• W••••• M••••••••• to C••••••• S••••••••• I•••
  left Sep 24, 2008, registered Oct 2, 2008 (8 days) · Other
• E•••••••• A•••••••• L•• to P•• W••••• M•••••••••
  left Nov 22, 2004, registered Nov 8, 2004 (-14 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address