A•••• L•••• C•••••••••

L•• F•••••••• L••BD affiliatedSt. L••••, Mo dual registrantIAPD 4264306

Feed of 09/14/2026

Also filed as A•••• L•••• C•••••••••

At current firm

3 y

since Dec 19, 2022

In the industry

25 y

since Jul 16, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Dec 19, 2022 · St. L••••, Mo
W•••• F•••• A••••••• wirehouse
Dec 20, 2013 to Apr 18, 2022 · St. Louis, Mo
A• G• E•••••• • S•••• I••• unclassified
Jul 16, 2001 to Jan 30, 2003 · West Palm Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to L•• F•••••••• L••
left Apr 18, 2022, registered Dec 19, 2022 (245 days) · Wirehouse to independent RIA
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 30, 2003, registered Dec 20, 2013 (3977 days) · Other

Signals

A•••• L•••• C••••••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2022-12-19)
Apr 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address