RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• K••• L•••••••••
- W•••• F•••• A••••••• wirehouse currentsince Feb 27, 2025 · St. Louis, Mo
- A••••••••• F•••••••• S•••••••• L•• national BDNov 29, 2010 to Mar 22, 2012 · Chesterfield, Mo
- G•••• L•••• A•••••••• L•• otherJun 28, 2002 to Jun 3, 2003 · Chicago, Il
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Mar 22, 2012, registered Feb 27, 2025 (4725 days) · Affiliated broker-dealer or bank to wirehouse
- G•••• L•••• A•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jun 3, 2003, registered Nov 29, 2010 (2736 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address