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Registered advisor
B•••••• B•••••
Feed of 09/14/2026
Also filed as B•••••• G•••• B••••••••• G• B•••••
At current firm
4 y
since Oct 20, 2021
In the industry
25 y
since Dec 1, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Oct 20, 2021 · San Antonio, Tx
- P•••• S••••••••• L•• no RAUMNov 27, 2020 to Oct 13, 2021 · Austin, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDMay 12, 2017 to Jun 22, 2020 · San Antonio, Tx
- E••••• J•••• national BDOct 12, 2011 to May 15, 2017 · Shavano Park, Tx
- A•••••• A••••••• S••••••• formerApr 4, 2006 to Oct 19, 2011 · Mcallen, Tx
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Oct 13, 2021, registered Oct 20, 2021 (7 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to P•••• S••••••••• L••left Jun 22, 2020, registered Nov 27, 2020 (158 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left May 15, 2017, registered May 12, 2017 (-3 days) · Affiliated broker-dealer or bank to another
- A•••••• A••••••• S••••••• to E••••• J••••left Oct 19, 2011, registered Oct 12, 2011 (-7 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address