DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jason A Stuber
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
10 y
since May 23, 2016
In the industry
25 y
since Dec 14, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Saling Wealth Advisors independent RIA currentsince May 23, 2016 · Louisville, Ky
- J.J.B. Hilliard, W.L. Lyons, LLC formerNov 26, 2012 to Apr 19, 2016 · Louisville, Ky
- J.P. Morgan Securities LLC wirehouseAug 25, 2010 to Nov 28, 2012 · Louisville, Ky
- J.J.B. Hilliard, W.L. Lyons, LLC formerMay 26, 2004 to Aug 23, 2010 · Louisville, Ky
Moves
a registration end followed by a registration begin elsewhere
- J.J.B. Hilliard, W.L. Lyons, LLC to Saling Wealth Advisorsleft Apr 19, 2016, registered May 23, 2016 (34 days) · Other · moved with a team
- J.P. Morgan Securities LLC to J.J.B. Hilliard, W.L. Lyons, LLCleft Nov 28, 2012, registered Nov 26, 2012 (-2 days) · Other
- J.J.B. Hilliard, W.L. Lyons, LLC to J.P. Morgan Securities LLCleft Aug 23, 2010, registered Aug 25, 2010 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address