DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••• K•••••• K•••

S•••• I••••• S••••••••• L••independent RIAFort Myers, Fl dual registrantIAPD 4270312

Feed of 09/14/2026

At current firm

3 y

since Apr 4, 2023

In the industry

25 y

since Oct 30, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• I••••• S••••••••• L•• independent RIA current
since Apr 4, 2023 · Fort Lauderdale, Fl
K••••• A••••••• S•••••••• L•• BD affiliated
Jul 5, 2019 to Apr 6, 2023 · Sarasota, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 4, 2013 to Jun 24, 2019 · Sarasota, Fl
F•••• A••••• A••••••• S•••••••• I••• former
May 21, 2012 to Aug 30, 2013 · Sarasota, Fl
F•••• A••••• S••••••••• I••• former
May 4, 2005 to Jul 2, 2012 · Pas Christian, Ms

Moves

a registration end followed by a registration begin elsewhere

K••••• A••••••• S•••••••• L•• to S•••• I••••• S••••••••• L••
left Apr 6, 2023, registered Apr 4, 2023 (-2 days) · Affiliated broker-dealer or bank to independent RIA
A••••••••• F•••••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••
left Jun 24, 2019, registered Jul 5, 2019 (11 days) · Affiliated broker-dealer or bank to another
F•••• A••••• A••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Aug 30, 2013, registered Sep 4, 2013 (5 days) · Other
F•••• A••••• S••••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••
left Jul 2, 2012, registered May 21, 2012 (-42 days) · corporate re-registration, not a move

Signals

M•••• K•••••• K••• left K••••• A••••••• S•••••••• L•• for S•••• I••••• S••••••••• L•• (registered 2023-04-04)
Apr 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address