J••• E••••• C••••••••

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since Dec 7, 2023 · Hypoluxo, Fl
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Mar 26, 2009 to Dec 14, 2023 · Boynton Beach, Fl
• R•••••• J•••• F•••••••• S•••••••• I••• unclassified
  Feb 28, 2006 to Oct 10, 2009 · Boynton Beach, Fl
• A• G• E•••••• • S•••• I••• unclassified
  Nov 13, 2000 to Nov 18, 2002 · Boynton Beach, Fl

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••••••• F•••••••• S•••••••• L••
  left Dec 14, 2023, registered Dec 7, 2023 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
• R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Oct 10, 2009, registered Mar 26, 2009 (-198 days) · corporate re-registration, not a move
• A• G• E•••••• • S•••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••
  left Nov 18, 2002, registered Feb 28, 2006 (1198 days) · Other

• ••• Locked
  Dec 14, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address