DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Murray Odom Duggins
Feed of 09/14/2026
Also filed as Murray Odom Duggins
At current firm
4 y
since Nov 9, 2021
In the industry
25 y
since Nov 22, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Capital Investment Advisory Services, LLC BD affiliated currentsince Nov 9, 2021 · Fayetteville, Nc
- Capital Investment Advisory Services, LLC BD affiliatedJun 13, 2017 to Nov 14, 2019 · Fayetteville, Nc
- Cape Fear Securities, Inc. unclassifiedOct 24, 2012 to Sep 10, 2015 · Fayetteville, Nc
- Cambridge Investment Research Advisors, Inc. BD affiliatedApr 2, 2012 to Jul 26, 2012 · Fayetteville, Nc
- Bb&T Investment Services, Inc. formerNov 14, 2002 to Jan 10, 2012 · Asheboro, Nc
- UBS Financial Services Inc. wirehouseDec 31, 2001 to Dec 6, 2002 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- Cape Fear Securities, Inc. to Capital Investment Advisory Services, LLCleft Sep 10, 2015, registered Jun 13, 2017 (642 days) · Other · moved with a team
- Cambridge Investment Research Advisors, Inc. to Cape Fear Securities, Inc.left Jul 26, 2012, registered Oct 24, 2012 (90 days) · Other
- Bb&T Investment Services, Inc. to Cambridge Investment Research Advisors, Inc.left Jan 10, 2012, registered Apr 2, 2012 (83 days) · Other
- UBS Financial Services Inc. to Bb&T Investment Services, Inc.left Dec 6, 2002, registered Nov 14, 2002 (-22 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address