RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• J•••• T•••••••
- M•• • A••••••••• F•••••••• A••••••• G••••• I••• independent RIA currentsince Oct 31, 2018 · Montevideo, Mn
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJul 8, 2014 to Nov 21, 2018 · Golden Valley, Mn
- G•• F•••••••• M••••••••• I••• independent RIANov 26, 2013 to Aug 21, 2014 · Plymouth, Mn
- C•••••••• I••••••••• R••••••• A•••••••• I••• to M•• • A••••••••• F•••••••• A••••••• G••••• I•••left Nov 21, 2018, registered Oct 31, 2018 (-21 days) · Affiliated broker-dealer or bank to independent RIA
- G•• F•••••••• M••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 21, 2014, registered Jul 8, 2014 (-44 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address