DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M•• • A••••••••• F•••••••• A••••••• G••••• I•••
Latest filing Feb 26, 2026
First filing on the tape Mar 28, 2021 · 6 filings
SEC status approved since Apr 27, 2021
RAUM
$199M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
93%
$186M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$199M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$199M as of Feb 26, 2026
Mar 9, 2022$142M then
HNW client RAUM$129M as of Feb 26, 2026
Mar 9, 2022$88.7M then
State-registered IARs (5.B.3)1 as of Feb 26, 2026
Mar 9, 20222 then
Employees (5.A)2 as of Feb 26, 2026
Mar 9, 20224 then
Private funds: no history
RAUM +21% over the last fiscal year+21% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $199MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 306derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $225,308derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 5.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $77.7M, 259 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$129M65%
- Individuals$56.6M28%
- Pension and profit-sharing plans$10.0M5.0%
- Corporations and businesses$3.1M1.5%
- Charitable organizations$157,2940.1%
- Individual clients
- 242reported
- HNW clients
- 64reported
- Pension plan clients
- 7reported
- Charitable clients
- 1reported
- Accounts
- 883reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $77.7M for 259 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••••• J•••• T•••••••Certified Financial Planner | Montevideo, Mn | Oct 31, 2018 | 26 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••••••• J•••• T••••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Oct 31, 2018 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T•••••••• M•••••••• J•••• · President & Chief Compliance Officercontrolsince 06/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Excelsior, MN1 employees
What changed
consecutive filings, newest first
- Accounts · 838 to 883Jan 30, 2025 to Feb 26, 2026
- Charity clients · 2 to 1Jan 30, 2025 to Feb 26, 2026
- Corporate clients · 2 to 3Jan 30, 2025 to Feb 26, 2026
- HNW clients · 70 to 64Jan 30, 2025 to Feb 26, 2026
- Individual clients · 222 to 242Jan 30, 2025 to Feb 26, 2026
- Assets in custody · $55.4M to $77.7MJan 30, 2025 to Feb 26, 2026
- Discretionary RAUM · $156M to $189MJan 30, 2025 to Feb 26, 2026
- HNW RAUM · $110M to $129MJan 30, 2025 to Feb 26, 2026
- Individual RAUM · $45.0M to $56.6MJan 30, 2025 to Feb 26, 2026
- Non-discretionary RAUM · $8.6M to $10.0MJan 30, 2025 to Feb 26, 2026
- Pension RAUM · $6.5M to $10.0MJan 30, 2025 to Feb 26, 2026
- RAUM · $165M to $199MJan 30, 2025 to Feb 26, 2026
- Accounts · 293 to 838Feb 2, 2024 to Jan 30, 2025
- Charity clients · unset to 2.0Feb 2, 2024 to Jan 30, 2025
- Corporate clients · unset to 2.0Feb 2, 2024 to Jan 30, 2025
- HNW clients · 59 to 70Feb 2, 2024 to Jan 30, 2025
- Pension plan clients · 5 to 7Feb 2, 2024 to Jan 30, 2025
- Assets in custody · $49.0M to $55.4MFeb 2, 2024 to Jan 30, 2025
- Financial planning clients · 26-50 to 51-100Feb 2, 2024 to Jan 30, 2025
- Discretionary RAUM · $133M to $156MFeb 2, 2024 to Jan 30, 2025
- HNW RAUM · $89.4M to $110MFeb 2, 2024 to Jan 30, 2025
- Individual RAUM · $42.9M to $45.0MFeb 2, 2024 to Jan 30, 2025
- Non-discretionary RAUM · $4.5M to $8.6MFeb 2, 2024 to Jan 30, 2025
- Pension RAUM · $4.5M to $6.5MFeb 2, 2024 to Jan 30, 2025
- RAUM · $137M to $165MFeb 2, 2024 to Jan 30, 2025
- State-registered IARs · 2 to 1Mar 9, 2023 to Feb 2, 2024
- Accounts · 338 to 293Mar 9, 2023 to Feb 2, 2024
- Advisory employees · 2 to 1Mar 9, 2023 to Feb 2, 2024
- Corporate clients · 1.0 to unsetMar 9, 2023 to Feb 2, 2024
- HNW clients · 53 to 59Mar 9, 2023 to Feb 2, 2024
- Individual clients · 270 to 222Mar 9, 2023 to Feb 2, 2024
- Pension plan clients · unset to 5.0Mar 9, 2023 to Feb 2, 2024
- Assets in custody · $60.9M to $49.0MMar 9, 2023 to Feb 2, 2024
- Employees · 3 to 2Mar 9, 2023 to Feb 2, 2024
- Other offices · 0 to 1Mar 9, 2023 to Feb 2, 2024
- Discretionary RAUM · $109M to $133MMar 9, 2023 to Feb 2, 2024
- HNW RAUM · $69.7M to $89.4MMar 9, 2023 to Feb 2, 2024
- Individual RAUM · $39.1M to $42.9MMar 9, 2023 to Feb 2, 2024
- Non-discretionary RAUM · $4.0M to $4.5MMar 9, 2023 to Feb 2, 2024
- Pension RAUM · $3.2M to $4.5MMar 9, 2023 to Feb 2, 2024
Signals
1 dated events
- M•• • A••••••••• F•••••••• A••••••• G••••• I••• filed its initial SEC registration (Form ADV)Mar 28, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@mjtassociates.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 320-269-7889reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 952-938-3476reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- mjtassociates.com/homereportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 320-269-7889reportedpublic record, Form ADV, Feb 26, 2026
- Contact form
- mjtassociates.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $199Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026