RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••••• B••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jun 16, 2016 · Richmond, Va
- S••••••• I••••••••• S•••••••• I••• formerApr 19, 2012 to Jun 3, 2016 · Richmond, Va
- C••••••• A••••••• formerJun 28, 2010 to Apr 10, 2012 · Richmond, Va
- S••••••• I••••••••• S•••••••• I••• formerJul 9, 2002 to Jun 1, 2010 · Richmond, Va
- S••••••• I••••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 3, 2016, registered Jun 16, 2016 (13 days) · Other
- C••••••• A••••••• to S••••••• I••••••••• S•••••••• I•••left Apr 10, 2012, registered Apr 19, 2012 (9 days) · Other
- S••••••• I••••••••• S•••••••• I••• to C••••••• A•••••••left Jun 1, 2010, registered Jun 28, 2010 (27 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address