DFX Intelligence
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Registered advisor
M•••••• C••••••••• R••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M••• R••••••
At current firm
2 y
since May 28, 2024
In the industry
25 y
since Oct 13, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince May 28, 2024 · St. Louis, Mo
- C•••••• S••••• • C••• I••• national BDSep 23, 2011 to May 22, 2023 · Englewood, Co
- E•••••••• A•••••••• L•• national BDSep 11, 2008 to Sep 13, 2011 · Lakewood, Co
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 29, 2007 to Sep 5, 2008 · St. Augustine, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 15, 2004 to Oct 20, 2006 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to E••••• J••••left May 22, 2023, registered May 28, 2024 (372 days) · Affiliated broker-dealer or bank to another
- E•••••••• A•••••••• L•• to C•••••• S••••• • C••• I•••left Sep 13, 2011, registered Sep 23, 2011 (10 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to E•••••••• A•••••••• L••left Sep 5, 2008, registered Sep 11, 2008 (6 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• I•••••••• S•••••••• L••left Oct 20, 2006, registered Jan 29, 2007 (101 days) · Other
Signals
- ••• LockedMay 22, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address