RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••• L•• BD affiliated currentsince Jul 9, 2025 · Omaha, Ne
- A••• C•••••• P•••••••• L•• formerOct 23, 2012 to Oct 2, 2025 · Englewood, Co
- U•• F•••••••• S••••••• I••• wirehouseAug 8, 2008 to Sep 20, 2012 · Denver, Co
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 13, 2004 to Aug 22, 2008 · Cherry Creek Lake, Co
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 13, 2001 to Sep 15, 2004 · Denver, Co
- A••• C•••••• P•••••••• L•• to C••• L••left Oct 2, 2025, registered Jul 9, 2025 (-85 days) · RIA to affiliated broker-dealer or bank · moved with a team
- U•• F•••••••• S••••••• I••• to A••• C•••••• P•••••••• L••left Sep 20, 2012, registered Oct 23, 2012 (33 days) · Other
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Aug 22, 2008, registered Aug 8, 2008 (-14 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Sep 15, 2004, registered Sep 13, 2004 (-2 days) · Other
- P•••••• S••• H•••••••• left A••• C•••••• P•••••••• L•• for C••• L•• (registered 2025-07-09)Oct 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address