RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• D•••••• H•••••
- C••••• P••••••• L•• independent RIA currentsince Jan 5, 2023 · New York, Ny
- A••••••• C•••••• P••••••• formerMar 18, 2014 to Jan 13, 2023 · San Francisco, Ca
- P•••• B••••• W••••• A••••••• L•• unclassifiedJun 15, 2012 to Dec 31, 2013 · San Francisco, Ca
- A••••••• C•••••• P••••••• to C••••• P••••••• L••left Jan 13, 2023, registered Jan 5, 2023 (-8 days) · RIA to RIA · moved with a team
- P•••• B••••• W••••• A••••••• L•• to A••••••• C•••••• P•••••••left Dec 31, 2013, registered Mar 18, 2014 (77 days) · Other
- L•••• D•••••• H••••• left A••••••• C•••••• P••••••• for C••••• P••••••• L•• (registered 2023-01-05)Jan 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address