RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••• C••••••••
- E•••••••• W••••• M••••••••• L•• state registered currentsince Mar 18, 2010 · Libertyville, Il
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Dec 23, 2009 · Saint Petersburg, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJan 24, 2005 to Jan 2, 2009 · Northbrook, Il
- M••• S••••••••• C••••••••• unclassifiedJun 2, 2004 to Oct 14, 2004 · Libertyville, Il
- M••••• S•••••• D• I••• unclassifiedJun 18, 2003 to Jul 2, 2003 · N. Darthmouth, Ma
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to E•••••••• W••••• M••••••••• L••left Dec 23, 2009, registered Mar 18, 2010 (85 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- M••• S••••••••• C••••••••• to R•••••• J•••• F•••••••• S•••••••• I•••left Oct 14, 2004, registered Jan 24, 2005 (102 days) · Other
- M••••• S•••••• D• I••• to M••• S••••••••• C•••••••••left Jul 2, 2003, registered Jun 2, 2004 (336 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address