DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Karen Lynn Mclaughlin
Feed of 09/14/2026
Also filed as Karen Lynn Palmer
At current firm
13 y
since Feb 21, 2013
In the industry
19 y
since Oct 3, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Sei Investments Management Corp mixed wealth currentsince Feb 21, 2013 · Oaks, Pa
- Nuveen Asset Management, LLC mixed wealthSep 1, 2011 to Dec 3, 2012 · Chicago, Il
- Nuveen Fund Advisors, LLC asset managerFeb 6, 2009 to Sep 1, 2011 · Chicago, Il
- Rittenhouse Asset Management, Inc. unclassifiedOct 4, 2006 to Jan 27, 2009 · Radnor, Pa
Moves
a registration end followed by a registration begin elsewhere
- Nuveen Asset Management, LLC to Sei Investments Management Corpleft Dec 3, 2012, registered Feb 21, 2013 (80 days) · Other
- Nuveen Fund Advisors, LLC to Nuveen Asset Management, LLCleft Sep 1, 2011, registered Sep 1, 2011 (0 days) · corporate re-registration, not a move
- Rittenhouse Asset Management, Inc. to Nuveen Fund Advisors, LLCleft Jan 27, 2009, registered Feb 6, 2009 (10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address