DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sei Investments Management Corp
Latest filing Sep 1, 2026
First filing on the tape Mar 29, 2012 · 80 filings
SEC status approved since Jun 27, 1985
RAUM
$216B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
24%
$53B individuals and HNW
Advisors
127
registered through the firm on IAPD
RAUM per advisor
$1.7B
derived; firm RAUM over IAPD count
Employees
434
226 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
80 filings and snapshots on the tape
RAUM$216B as of Aug 31, 2026
Mar 29, 2012$9.3B then
HNW client RAUM$5.0B as of Aug 31, 2026
Mar 30, 2018$809M then
State-registered IARs (5.B.3)117 as of Aug 31, 2026
Apr 1, 201383 then
Employees (5.A)434 as of Aug 31, 2026
Apr 1, 2013323 then
Private funds17 as of Aug 31, 2026
Mar 29, 20128 then
RAUM +9.2% over the last fiscal year+6.2% a year over threeIARs 119 to 117
Practice profile
derived from the filing of Sep 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $1.7BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 879derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.9MderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 7.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.4derivedItem 5.A over advisors
- Advisors per office
- 31.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- -1.7%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Wrap fee program
- $52BreportedItem 5.I
- Custody
- $3.7M, 85 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$101B47%
- Individuals$48B22%
- Pooled investment vehicles$45B21%
- Pension and profit-sharing plans$9.6B4.4%
- High-net-worth individuals$5.0B2.3%
- Charitable organizations$3.9B1.8%
- State and municipal entities$2.6B1.2%
- Banks and thrifts$936M0.4%
- Corporations and businesses$488M0.2%
- Individual clients
- 110,959reported
- HNW clients
- 726reported
- Pension plan clients
- 343reported
- Charitable clients
- 465reported
- Accounts
- 112,627reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $3.7M for 85 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.24 fund_share=0.67 institutional_share=0.07 related_bd=true related_bank=true bd_reps=91.0derived
Advisors registered through the firm
127 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Duane Mitchell Oakes | Oaks, Pa | Jan 4, 2006 | 26 y | 1 |
| Christopher Michael Rice | Oaks, Pa | Sep 25, 2007 | 27 y | 0 |
| Kathleen Marie Fox | Oaks, Pa | Oct 10, 2007 | 20 y | 0 |
| Brian Ronald Barone | Oaks, Pa | Oct 25, 2007 | 27 y | 0 |
| Michael Joseph Matkovic | Oaks, Pa | Jan 1, 2008 | 29 y | 0 |
| Harley Brett NagerCertified Financial Planner | Oaks, Pa | Apr 29, 2008 | 21 y | 0 |
| Matthew MccloskeyChartered Financial Analyst | Oaks, Pa | Sep 22, 2008 | 26 y | 2 |
| William P BerberichCertified Financial Planner | Mount Laurel, Nj | Jan 1, 2009 | 25 y | 0 |
| Frank Michael Byrd | Oaks, Pa | May 22, 2009 | 35 y | 1 |
| Christopher Francis Arizin | Media, Pa | May 22, 2009 | 28 y | 0 |
| Sean Paul SimkoChartered Financial Consultant | Oaks, Pa | Aug 21, 2009 | 31 y | 0 |
| Karim Michael OuazziCertified Financial Planner | Oaks, Pa | Jun 3, 2010 | 24 y | 0 |
| Jeffrey Paul Ladouceur | Oaks, Pa | Jul 15, 2010 | 27 y | 0 |
| Timothy Joseph Sauermelch | Oaks, Pa | Oct 5, 2010 | 20 y | 0 |
| Timothy Bohdan Gregory | Oaks, Pa | Sep 19, 2011 | 16 y | 0 |
| Jennifer Hickman Campisi | Oaks, Pa | May 8, 2012 | 19 y | 2 |
| Steven Clarke Treftz | Oaks, Pa | May 14, 2012 | 21 y | 3 |
| Brian David BonoChartered Financial Analyst | Oaks, Pa | Jun 19, 2012 | 27 y | 2 |
| Andrew John Chipego | Oaks, Pa | Nov 12, 2012 | 14 y | 0 |
| Karen Lynn Mclaughlin | Oaks, Pa | Feb 21, 2013 | 19 y | 3 |
| Michael J Harris | Columbus, Oh | Jun 24, 2013 | 13 y | 0 |
| Matthew Early PotterChartered Financial Analyst | Oaks, Pa | Jul 1, 2013 | 31 y | 1 |
| Benjamin Riggs Packer | Wayland, Ma | Oct 15, 2013 | 15 y | 0 |
| Arthur Fulton WorthingtonCertified Financial Planner | Oaks, Pa | Nov 19, 2013 | 13 y | 0 |
| Steven Brian Wittenberg | Oaks, Pa | Jan 1, 2014 | 14 y | 0 |
| John J Loughlin | Plymouth Meeting, Pa | Mar 4, 2014 | 13 y | 1 |
| Kristin Anne Josephs | Oaks, Pa | Jul 30, 2014 | 15 y | 1 |
| Scott Thomas PrichardChartered Financial Analyst | Oaks, Pa | Sep 2, 2014 | 13 y | 0 |
| Jacob Thomas Bucha | Oaks, Pa | Apr 29, 2015 | 13 y | 1 |
| Charles Joseph MatthewsChartered Financial Analyst | Oaks, Pa | Jul 13, 2015 | 11 y | 0 |
| Erich Anthony Holland | Oaks, Pa | Aug 25, 2015 | 13 y | 1 |
| John Jacob Norton | Oaks, Pa | Sep 25, 2015 | 19 y | 2 |
| Robert J Kelly | Oaks, Pa | Jan 22, 2016 | 10 y | 0 |
| Catherine Elise BockCertified Financial Planner | Oaks, Pa | Apr 7, 2016 | 15 y | 3 |
| Geoffrey Michael Knox | New Fairfield, Ct | Apr 18, 2016 | 25 y | 0 |
| Thomas Michael Frederick | Oaks, Pa | Apr 25, 2016 | 23 y | 0 |
| Eric Lawrence Dunn | Oaks, Pa | Nov 7, 2016 | 10 y | 0 |
| Caitlin Charlton | Oaks, Pa | Sep 7, 2017 | 13 y | 0 |
| Florence Mwaura | Chicago, Il | Nov 15, 2017 | 12 y | 0 |
| Luke Nathaniel Quimby | Oaks, Pa | Aug 31, 2018 | 14 y | 0 |
Advisor movement
16 left, 10 joined in 12 months
net -6 in 12 months3 left in 90 days2 joined in 90 daysdeparture rate 13% of current headcount38 left over 36 months
Left, latest
- Samuel Shober Stroud to Cambridge Investment Research Advisors, Inc.Sep 8, 2026 · RIA to affiliated broker-dealer or bank
- Joseph Manuel De Los Santos Morris to Blackrock Investment Management, LLCJul 27, 2026 · Other
- Robert F Burchetta to Stratos Wealth Partners, LtdJul 15, 2026 · RIA to affiliated broker-dealer or bank
- Andrew Charles Quintois to Summit Wealth GroupMay 11, 2026 · RIA to RIA
- Francis William Sedgwick to Capital Wealth Planning, LLCMar 30, 2026 · RIA to RIA
- Michael Scott Games to LPL Financial LLCMar 25, 2026 · RIA to affiliated broker-dealer or bank
- Paul Andrew Lehman to Dimensional Fund Advisors LPMar 16, 2026 · Other
- Zachary Bryant Hamm-Phipps to Aurdan Capital Management, LLCMar 16, 2026 · RIA to RIA
- Parker Wine to Corecap AdvisorsMar 10, 2026 · RIA to affiliated broker-dealer or bank
- Joshua Paul Barnes to Legacy Advisors, LLCFeb 24, 2026 · RIA to RIA
- Nolan Pecci to FrecFeb 10, 2026 · RIA to RIA
- Brendan Patrick Mallon to Assetmark, Inc.Feb 10, 2026 · RIA to affiliated broker-dealer or bank
- Seamus Thomas Obrien to Summit Wealth GroupJan 6, 2026 · RIA to RIA
- Thomas Jon Piazzi to Finiat, LLCNov 20, 2025 · Other
- Gabriel Goforth to Ameriprise Financial Services, LLCOct 30, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- Roshun Dayananda Pai from Lazard Asset Management LLCAug 3, 2026 · Other
- Melissa Gaye Albanese from Osaic Wealth, Inc.Jul 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- Andreas Jozea Papadourakis from J.P. Morgan Securities LLCJun 18, 2026 · Wirehouse to independent RIA
- Austin Tyler Warr from Janney Montgomery Scott LLCJun 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- Macy Ruth Aideloje from Wells Fargo AdvisorsJun 2, 2026 · Wirehouse to independent RIA
- Laura Merino Mcdonald from Blackrock Investment Management, LLCApr 23, 2026 · Other
- Eric D Tollefson from Northwestern Mutual Investment Services,LLCMar 13, 2026 · Other
- Andrew D Waters from Edward JonesFeb 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- Robert T Eckrote from Blackrock Investment Management, LLCFeb 25, 2026 · Other
- Paul Andrew Lehman from Dimensional Fund Advisors LPJan 16, 2026 · Other
- Tyler Joseph Magie from Capital Client Group, Inc.Sep 10, 2025 · Other
- Robert M Hum from Blackrock Investment Management, LLCAug 29, 2025 · Other
- Stanley Sroufe Barnes from Cutler Investment GroupJun 30, 2025 · RIA to RIA
- Nathaniel Jermaine Poole from Morningstar Investment Services LLCJun 5, 2025 · RIA to RIA
- Clayton Johnson from Ameriprise Financial Services, LLCOct 28, 2024 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Orion Portfolio Solutions, LLCSep 1, 2022 · Omaha, Ne
- 3 joined from Curian Capital, LLCSep 15, 2015 · Denver, Co
Private funds
28 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Sei Institutional Gpa Fund 1, L.P. | Other Private Fund | $5.0B | 2 | Mar 31, 2022 |
| Sei Core Property Fund, LP | Other Private Fund | $1.8B | 140 | Mar 29, 2012 |
| Sei Offshore Advanced Strategy Series Spc Structured Credit Segregated Portfolio | Other Private Fund | $1.7B | 97 | Mar 29, 2012 |
| Sei Special Situations Fund, Ltd. | Other Private Fund | $1.2B | 69 | Mar 29, 2012 |
| Sei Hedge Fund Spc | Other Private Fund | $1.1B | 1 | Jul 31, 2015 |
| Sei Offshore Opportunity Fund III, Ltd.no longer reported | Hedge Fund | $980M | 0 | Aug 8, 2014 |
| Sei Global Private Assets V, LP | Other Private Fund | $631M | 79 | Jul 18, 2019 |
| Sei Global Private Assets IV, LP | Other Private Fund | $549M | 65 | Apr 13, 2017 |
| Accumulation Commodity Strategy Subsidiary, Ltd.no longer reported | Hedge Fund | $341M | 1 | Apr 30, 2013 |
| Sei Global Private Assets Vi, L.P. | Other Private Fund | $290M | 54 | Mar 31, 2023 |
| Sei Vista Fund, Ltd. | Hedge Fund | $286M | 26 | Jan 3, 2022 |
| Daa Commodity Strategy Subsidiary, Ltd.no longer reported | Hedge Fund | $256M | 1 | Jul 1, 2013 |
| Sei Liquidity Fund, LPno longer reported | Liquidity Fund | $224M | 27 | Mar 29, 2012 |
| Sei Secondary Opportunity Fund I, L.P. | Other Private Fund | $196M | 29 | Mar 31, 2022 |
| Sei Diversified Credit Fund | $163M | 2 | Sep 1, 2026 | |
| Sei Multi-Strategy Fund Spc | $157M | 11 | Sep 1, 2026 | |
| Inflation Commodity Strategy Subsidiary, Ltd.no longer reported | Hedge Fund | $147M | 1 | Apr 30, 2013 |
| Marr Commodity Strategy Subsidiary, Ltd.no longer reported | Hedge Fund | $141M | 1 | Jul 1, 2013 |
| Dynamic Commodity Strategy Subsidiary, Ltd.no longer reported | Hedge Fund | $102M | 1 | May 9, 2018 |
| Sei Global Private Assets III, L.P. | Other Private Fund | $91.4M | 30 | Aug 8, 2014 |
| Sei Offshore Opportunity Fund II, Ltd. | Other Private Fund | $75.6M | 7 | Mar 29, 2012 |
| Sei Global Private Assets Vii, L.P. | $52.8M | 42 | Sep 1, 2026 | |
| Sei Energy Debt Fund, LP | Hedge Fund | $29.1M | 33 | Jul 31, 2015 |
| Sei Global Private Equity Fund II (2007), LPno longer reported | Private Equity Fund | $17.2M | 23 | Mar 29, 2012 |
| Sei Global Private Equity 2005 Fund, LPno longer reported | Private Equity Fund | $16.0M | 12 | Mar 29, 2012 |
| Lh Gpa Fund I, L.P. | $15.5M | 2 | Sep 1, 2026 | |
| Sei Offshore Opportunity Fund, Ltd.no longer reported | Hedge Fund | $4.9M | 18 | Mar 29, 2012 |
| Sei Global Private Assets V (P), LPno longer reported | Private Equity Fund | $0 | 0 | Aug 20, 2019 |
Owners and control persons
Schedule A and B, latest filing
- John Jay Cipriano · Senior Vice Presidentcontrolsince 05/2023 · owns less than 5%
- Francis Paul Klauder · Chairman Of The Boardcontrolsince 02/2024 · owns less than 5%
- Scott Bradley Landis · Board Membercontrolsince 02/2026 · owns less than 5%
- Neil Michael Peterson · Senior Vice Presidentcontrolsince 06/2018 · owns less than 5%
- Nathan Shetty · Presidentcontrolsince 08/2026 · owns less than 5%
- Paul Sean Simko · Board Membercontrolsince 02/2026 · owns less than 5%
- Andrew Mark Warner · Treasurer/Controllercontrolsince 03/2023 · owns less than 5%
- C Jay Womack · Presidentcontrolsince 02/2024 · owns less than 5%
- Dean Timothy Barto · General Counselsince 12/2003 · owns less than 5%
- Hickman Jennifer Campisi · Chief Compliance Officersince 08/2019 · owns less than 5%
Entity owners
- Simc Holding, LLC · Shareholderdirect · owns 75% or more
- Sei Investments Company · Memberindirect · owns 75% or more of Simc Holding, LLC
Related persons
Schedule D 7.A
- Lsv Asset Managementinvestment advisernRAUM $104B
- Sei Funds, Inc.pooled vehicle sponsorn
- Sei Global Nominee Ltd.n
- Sei Global Services, Inc.insurancen
- Sei Institutional Transfer Agent, Inc.insurancen
- Sei Investment Strategies LLCpooled vehicle sponsorn
- Sei Investments - Depository & Custodial Services (Ireland) Ltd.custodiann
- Sei Investments - Global Fund Services Limitedinsurancen
- Sei Investments - Global Limitedpooled vehicle sponsorn
- Sei Investments - Luxembourg S.A.insurancen
- Sei Investments (Europe) Ltd.investment advisercustodiann
- Sei Investments (South Africa) Limitedbroker-dealern
- Sei Investments Canada Companyinvestment advisern
- Sei Investments Distribution Co.broker-dealern
- Sei Investments Global (Cayman), Limitedinsurancen
- Sei Investments Global Funds Servicesinsurancen
- Sei Investments Guernsey Limitedinvestment advisern
- Sei Private Trust Companycustodiann
- Sei Trust Companycustodiann
Advisers that list Sei Investments Management Corp as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Oaks, Pa · principal | 127 | 14 | 8 | ||
| Newtown Square, Pa | 3 | 0 | 0 | ||
| Seattle, Wa | 2 | 0 | 0 | ||
| Media, Pa | 2 | 0 | 0 | ||
| Chicago, Il | 2 | 0 | 0 | ||
| West Chester, Pa | 2 | 0 | 0 | ||
| Houston, Tx | 1 | 0 | 0 | ||
| Royersford, Pa | 1 | 0 | 1 | ||
| Bellevue, Ky | 1 | 0 | 1 | ||
| Malvern, Pa | 1 | 0 | 1 | ||
| Ambler, Pa | 0 | 0 | 1 | ||
| Gulf Breeze, Fl | 0 | 0 | 0 | ||
| Derwood, Md | 0 | 0 | 1 | ||
| Englewood, Co | 0 | 0 | 0 | ||
| Firestone, Co | 0 | 0 | 0 | ||
| Havertown, Pa | 0 | 0 | 1 | ||
| Millstone Twp, Nj | 0 | 0 | 1 | ||
| Newtown, Pa | 0 | 0 | 0 | ||
| Philadelphia, Pa | 0 | 0 | 0 | ||
| Phoenixville, Pa | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom15 employees
- Chicago, IL4 employees
- Seattle, WA2 employees
ADV anomalies
8 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 1, 2026SIMKO, SEAN, PAUL (BOARD MEMBER) appeared on Schedule A between the filings of 2024-03-07 and 2026-09-01peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Sep 1, 2026Shetty, Nathan (PRESIDENT) appeared on Schedule A between the filings of 2024-03-07 and 2026-09-01peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Sep 1, 2026LANDIS, BRADLEY, SCOTT (BOARD MEMBER) appeared on Schedule A between the filings of 2024-03-07 and 2026-09-01peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Sep 1, 2026KLAUDER, PAUL, FRANCIS (CHAIRMAN OF THE BOARD) left Schedule A between the filings of 2024-03-07 and 2026-09-01peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Sep 1, 2026WOMACK, JAY, C (PRESIDENT) left Schedule A between the filings of 2024-03-07 and 2026-09-01peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Sep 1, 2026Peterson, Michael, Neil (SENIOR VICE PRESIDENT) left Schedule A between the filings of 2024-03-07 and 2026-09-01peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Sep 1, 2026Warner, Mark, Andrew (TREASURER/CONTROLLER) left Schedule A between the filings of 2024-03-07 and 2026-09-01peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Sep 1, 2026Cipriano, Jay, John (SENIOR VICE PRESIDENT) left Schedule A between the filings of 2024-03-07 and 2026-09-01peers: independent wealth managers, $20B and over (84)
What changed
consecutive filings, newest first
- Financial planning clients · 251-500 to 251-500Aug 31, 2026 to Sep 1, 2026
- Private funds · 17 to unsetAug 31, 2026 to Sep 1, 2026
- Succession · false to unsetAug 31, 2026 to Sep 1, 2026
- Accounts · 99,603 to 112,627Feb 27, 2026 to Mar 31, 2026
- Advisory employees · 221 to 226Feb 27, 2026 to Mar 31, 2026
- Advisory activities · 8 to 9Feb 27, 2026 to Mar 31, 2026
- BD registered reps · 59 to 91Feb 27, 2026 to Mar 31, 2026
- Charity clients · 441 to 465Feb 27, 2026 to Mar 31, 2026
- Corporate clients · 32 to 35Feb 27, 2026 to Mar 31, 2026
- HNW clients · 709 to 726Feb 27, 2026 to Mar 31, 2026
- Individual clients · 97,988 to 110,959Feb 27, 2026 to Mar 31, 2026
- Pension plan clients · 336 to 343Feb 27, 2026 to Mar 31, 2026
- Pooled vehicle clients · 20 to 18Feb 27, 2026 to Mar 31, 2026
- Assets in custody · $5.5M to $3.7MFeb 27, 2026 to Mar 31, 2026
- Employees · 447 to 434Feb 27, 2026 to Mar 31, 2026
- State-registered IARs · 119 to 117Feb 27, 2026 to Mar 31, 2026
- Private funds · 15 to 17Feb 27, 2026 to Mar 31, 2026
- Discretionary RAUM · $190B to $212BFeb 27, 2026 to Mar 31, 2026
- HNW RAUM · $4.6B to $5.0BFeb 27, 2026 to Mar 31, 2026
- Individual RAUM · $39B to $48BFeb 27, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $7.9B to $4.4BFeb 27, 2026 to Mar 31, 2026
- Pension RAUM · $17B to $9.6BFeb 27, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $32B to $45BFeb 27, 2026 to Mar 31, 2026
- RAUM · $198B to $216BFeb 27, 2026 to Mar 31, 2026
- Financial planning clients · 251-500 to 251-500Mar 31, 2025 to Jul 21, 2025
- Accounts · 93,301 to 99,603Sep 30, 2024 to Mar 31, 2025
- Advisory employees · 223 to 221Sep 30, 2024 to Mar 31, 2025
- BD registered reps · 112 to 59Sep 30, 2024 to Mar 31, 2025
- Charity clients · 398 to 441Sep 30, 2024 to Mar 31, 2025
- Corporate clients · 29 to 32Sep 30, 2024 to Mar 31, 2025
- HNW clients · 735 to 709Sep 30, 2024 to Mar 31, 2025
- Individual clients · 91,659 to 97,988Sep 30, 2024 to Mar 31, 2025
- Pension plan clients · 350 to 336Sep 30, 2024 to Mar 31, 2025
- Assets in custody · $3.1M to $5.5MSep 30, 2024 to Mar 31, 2025
- Employees · 411 to 447Sep 30, 2024 to Mar 31, 2025
- State-registered IARs · 132 to 119Sep 30, 2024 to Mar 31, 2025
- Private funds · 14 to 15Sep 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $188B to $190BSep 30, 2024 to Mar 31, 2025
- HNW RAUM · $2.9B to $4.6BSep 30, 2024 to Mar 31, 2025
- Individual RAUM · $34B to $39BSep 30, 2024 to Mar 31, 2025
Signals
59 dated events
- Samuel Shober Stroud left Sei Investments Management Corp for Cambridge Investment Research Advisors, Inc. (registered 2026-09-15)Sep 8, 2026 · Advisor changed firm · fact
- Joseph Manuel De Los Santos Morris left Sei Investments Management Corp for Blackrock Investment Management, Llc (registered 2026-08-25)Jul 27, 2026 · Advisor changed firm · fact
- Robert F Burchetta left Sei Investments Management Corp for Stratos Wealth Partners, Ltd (registered 2026-07-17)Jul 15, 2026 · Advisor changed firm · fact
- Andrew Charles Quintois left Sei Investments Management Corp for Summit Wealth Group (registered 2026-05-13)May 11, 2026 · Advisor changed firm · fact
- Francis William Sedgwick left Sei Investments Management Corp for Capital Wealth Planning, Llc (registered 2026-04-28)Mar 30, 2026 · Advisor changed firm · fact
- Michael Scott Games left Sei Investments Management Corp for Lpl Financial Llc (registered 2026-07-21)Mar 25, 2026 · Advisor changed firm · fact
- Paul Andrew Lehman left Sei Investments Management Corp for Dimensional Fund Advisors Lp (registered 2026-03-18)Mar 16, 2026 · Advisor changed firm · fact
- Zachary Bryant Hamm-Phipps left Sei Investments Management Corp for Aurdan Capital Management, Llc (registered 2026-04-10)Mar 16, 2026 · Advisor changed firm · fact
- Parker Wine left Sei Investments Management Corp for Corecap Advisors (registered 2026-04-08)Mar 10, 2026 · Advisor changed firm · fact
- Joshua Paul Barnes left Sei Investments Management Corp for Legacy Advisors, Llc (registered 2026-03-02)Feb 24, 2026 · Advisor changed firm · fact
- Nolan Pecci left Sei Investments Management Corp for Frec (registered 2026-08-04)Feb 10, 2026 · Advisor changed firm · fact
- Brendan Patrick Mallon left Sei Investments Management Corp for Assetmark, Inc. (registered 2026-02-18)Feb 10, 2026 · Advisor changed firm · fact
- Seamus Thomas Obrien left Sei Investments Management Corp for Summit Wealth Group (registered 2026-01-29)Jan 6, 2026 · Advisor changed firm · fact
- Thomas Jon Piazzi left Sei Investments Management Corp for Finiat, Llc (registered 2026-07-23)Nov 20, 2025 · Advisor changed firm · fact
- Gabriel Goforth left Sei Investments Management Corp for Ameriprise Financial Services, Llc (registered 2025-11-04)Oct 30, 2025 · Advisor changed firm · fact
- Alice Ann Heath left Sei Investments Management Corp for Cambridge Investment Research Advisors, Inc. (registered 2026-02-10)Oct 6, 2025 · Advisor changed firm · fact
- Keith Edward Brennan left Sei Investments Management Corp for F L Putnam Investment Management Co. (registered 2025-10-10)Mar 24, 2025 · Advisor changed firm · fact
- Caroline Zortman left Sei Investments Management Corp for Farther (registered 2025-03-20)Mar 3, 2025 · Advisor changed firm · fact
- Nicholas Robert Combs left Sei Investments Management Corp for Fisher Investments (registered 2025-02-19)Feb 11, 2025 · Advisor changed firm · fact
- Benjamin Maniscalco left Sei Investments Management Corp for Assetmark, Inc. (registered 2025-01-31)Jan 28, 2025 · Advisor changed firm · fact
- Thomas Riley Sampson left Sei Investments Management Corp for Orion Portfolio Solutions, Llc (registered 2025-01-17)Dec 9, 2024 · Advisor changed firm · fact
- Karina Bianca Bayani Dahilig left Sei Investments Management Corp for Advice And Planning Services (registered 2026-01-08)Nov 12, 2024 · Advisor changed firm · fact
- Ryan Paul Lestrange left Sei Investments Management Corp for Cibc Private Wealth Advisors, Inc. (registered 2025-01-14)Oct 22, 2024 · Advisor changed firm · fact
- Colton Marley Richards left Sei Investments Management Corp for Apeiron (registered 2024-10-30)Oct 22, 2024 · Advisor changed firm · fact
- Holt Patrick Fogarty left Sei Investments Management Corp for Potomac (registered 2025-12-19)Sep 9, 2024 · Advisor changed firm · fact
- Nicholas James Savage left Sei Investments Management Corp for Assetmark, Inc. (registered 2025-02-06)Aug 19, 2024 · Advisor changed firm · fact
- Erik Michael Hardin left Sei Investments Management Corp for Orion Portfolio Solutions, Llc (registered 2024-09-11)Jul 23, 2024 · Advisor changed firm · fact
- Michael Shawn Mullen left Sei Investments Management Corp for Centaurus Financial, Inc. (registered 2024-08-19)Jul 16, 2024 · Advisor changed firm · fact
- Christopher James Doran left Sei Investments Management Corp for Westwood Management Corp (registered 2024-08-05)Jul 16, 2024 · Advisor changed firm · fact
- Trevor James Noble left Sei Investments Management Corp for Orion Portfolio Solutions, Llc (registered 2024-06-28)Jun 12, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- SEI Investments Management Corp · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 610-676-1000reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 800-342-5734reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- SEIC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 610-676-1000reportedpublic record, Form ADV, Sep 1, 2026
- Contact form
- seic.com/about-sei/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.7Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Sei Investments Management Corp is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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