DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Leslie C Gosule

LPL Financial LLCBD affiliatedQuincy, Madual registrantIAPD 4279606

Feed of 09/14/2026

Also filed as Les Gosule

At current firm

1 y

since Jan 28, 2025

In the industry

54 y

since Sep 1, 1972 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jan 28, 2025 · Quincy, Ma
Aegis Capital Corp. BD affiliated
Aug 30, 2023 to Jan 17, 2025 · New York, Ny
Avantax Advisory Services former
Oct 25, 2019 to Aug 15, 2023 · Irving, Tx
1st Global Advisors Inc former
Jul 10, 2007 to Oct 25, 2019 · Milton, Ma
Mainsail Advisors Services, LLC unclassified
May 22, 2000 to Mar 14, 2017 · Milton, Ma

Moves

a registration end followed by a registration begin elsewhere

Aegis Capital Corp. to LPL Financial LLC
left Jan 17, 2025, registered Jan 28, 2025 (11 days) · Affiliated broker-dealer or bank to another
Avantax Advisory Services to Aegis Capital Corp.
left Aug 15, 2023, registered Aug 30, 2023 (15 days) · Affiliated broker-dealer or bank to another
1st Global Advisors Inc to Avantax Advisory Services
left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
Mainsail Advisors Services, LLC to 1st Global Advisors Inc
left Mar 14, 2017, registered Jul 10, 2007 (-3535 days) · Other

Signals

Leslie C Gosule left Aegis Capital Corp. for Lpl Financial Llc (registered 2025-01-28)
Jan 17, 2025 · Advisor changed firm · fact
Leslie C Gosule left Avantax Advisory Services for Aegis Capital Corp. (registered 2023-08-30)
Aug 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 54derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address