RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• A••• H•••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Mar 27, 2026 · Alexandria, Va
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedDec 16, 2002 to Dec 12, 2025 · Arlington, Va
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedApr 3, 2001 to Sep 24, 2002 · Arlington, Va
- G•••••• S•••• W••••• S•••••••• L••• to R••••• W• B•••• • C•• I•••••••••left Dec 12, 2025, registered Mar 27, 2026 (105 days) · Affiliated broker-dealer or bank to independent RIA
- L••••• A••• H••••• left G•••••• S•••• W••••• S•••••••• L••• for R••••• W• B•••• • C•• I••••••••• (registered 2026-03-27)Dec 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address