DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jennifer Cox Mann
Certified Financial Planner
Feed of 09/14/2026
Also filed as Jennifer Ann Cox
At current firm
1 y
since Sep 19, 2024
In the industry
24 y
since Oct 22, 2001 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Commonwealth Financial Network national BD currentsince Sep 19, 2024 · Morehead City, Nc
- Merit Financial Advisors BD affiliatedOct 31, 2017 to Oct 4, 2024 · Morehead City, Nc
- Lifestyle Planning Solutions, LLC formerJun 17, 2015 to Oct 31, 2017 · Atlantic Beach, Nc
- Stratos Wealth Partners, Ltd BD affiliatedFeb 28, 2013 to Oct 31, 2017 · Atlanta, Ga
- LPL Financial LLC BD affiliatedMay 14, 2012 to Oct 28, 2015 · Atlanta, Ga
- Commerce Wealth Advisers, LLC formerMay 6, 2010 to May 8, 2012 · Atlanta, Ga
- Fsc Securities Corporation formerMay 4, 2007 to May 7, 2010 · Atlanta, Ga
- Citigroup Global Markets Inc. BD affiliatedSep 15, 2004 to Apr 23, 2007 · Durham, Nc
- Morgan Stanley Dw Inc. unclassifiedJan 17, 2003 to Aug 31, 2004 · Raleigh, Nc
- Citigroup Global Markets Inc. BD affiliatedApr 16, 2002 to Jan 24, 2003 · Durham, Nc
Moves
a registration end followed by a registration begin elsewhere
- Merit Financial Advisors to Commonwealth Financial Networkleft Oct 4, 2024, registered Sep 19, 2024 (-15 days) · RIA to affiliated broker-dealer or bank
- Lifestyle Planning Solutions, LLC to Merit Financial Advisorsleft Oct 31, 2017, registered Oct 31, 2017 (0 days) · Other
- Stratos Wealth Partners, Ltd to Lifestyle Planning Solutions, LLCleft Oct 31, 2017, registered Jun 17, 2015 (-867 days) · Other
- LPL Financial LLC to Stratos Wealth Partners, Ltdleft Oct 28, 2015, registered Feb 28, 2013 (-972 days) · Other
- Commerce Wealth Advisers, LLC to LPL Financial LLCleft May 8, 2012, registered May 14, 2012 (6 days) · Other
- Fsc Securities Corporation to Commerce Wealth Advisers, LLCleft May 7, 2010, registered May 6, 2010 (-1 days) · Other
- Citigroup Global Markets Inc. to Fsc Securities Corporationleft Apr 23, 2007, registered May 4, 2007 (11 days) · Other
- Morgan Stanley Dw Inc. to Citigroup Global Markets Inc.left Aug 31, 2004, registered Sep 15, 2004 (15 days) · Other
- Citigroup Global Markets Inc. to Morgan Stanley Dw Inc.left Jan 24, 2003, registered Jan 17, 2003 (-7 days) · Other
Signals
- Jennifer Cox Mann left Merit Financial Advisors for Commonwealth Financial Network (registered 2024-09-19)Oct 4, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address