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Registered advisor
B•••••• D•••••
Feed of 09/15/2026
Also filed as Barbara Jean Ducham
At current firm
4 y
since Jun 24, 2022
In the industry
23 y
since May 27, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jun 24, 2022 · Myrtle Beach, Sc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 7, 2016 to Sep 29, 2021 · Newington, Ct
- O•••• I••••••••• I••• BD affiliatedOct 31, 2013 to Dec 9, 2015 · West Hartford, Ct
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••left Sep 29, 2021, registered Jun 24, 2022 (268 days) · Affiliated broker-dealer or bank to another
- O•••• I••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 9, 2015, registered Jan 7, 2016 (29 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address