DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

G••••• B•••• B••••••

O•••• A••••••• S•••••••• L••BD affiliatedArnold, Mddual registrantIAPD 4284026

Feed of 09/14/2026

Also filed as Beau B••••••

At current firm

1 y

since Nov 8, 2024

In the industry

25 y

since Nov 13, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• A••••••• S•••••••• L•• BD affiliated current
since Nov 8, 2024 · Arnold, Md
A•••• P•••• A••••••• former
Apr 4, 2018 to Nov 8, 2024 · Arnold, Md
U••••• A••••••• former
Oct 21, 2013 to Apr 13, 2018 · Annapolis, Md
L•• F•••••••• L•• BD affiliated
Apr 9, 2007 to Nov 7, 2013 · Annapolis, Md
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 13, 2000 to Jan 9, 2003 · Towson, Md

Moves

a registration end followed by a registration begin elsewhere

A•••• P•••• A••••••• to O•••• A••••••• S•••••••• L••
left Nov 8, 2024, registered Nov 8, 2024 (0 days) · corporate re-registration, not a move
U••••• A••••••• to A•••• P•••• A•••••••
left Apr 13, 2018, registered Apr 4, 2018 (-9 days) · RIA to affiliated broker-dealer or bank · moved with a team
L•• F•••••••• L•• to U••••• A•••••••
left Nov 7, 2013, registered Oct 21, 2013 (-17 days) · Other
A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
left Jan 9, 2003, registered Apr 9, 2007 (1551 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address