RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• S•••••• P•••••••
- C•••••• I••••••••• state registered currentsince Jan 1, 2026 · Pueblo, Co
- C•••••• I••••••••• state registeredJan 17, 2024 to Dec 31, 2024 · Pueblo, Co
- C•••••• I••••••••• state registeredNov 18, 2019 to Dec 31, 2023 · Pueblo, Co
- S••••• I••••••••• A•••••••• L•• BD affiliatedSep 8, 2003 to Nov 25, 2019 · Pueblo, Co
- P•••• S•••••• • C•• institutionalJun 15, 2001 to Sep 17, 2003 · Pueblo, Co
- S••••• I••••••••• A•••••••• L•• to C•••••• I•••••••••left Nov 25, 2019, registered Nov 18, 2019 (-7 days) · Affiliated broker-dealer or bank to a state-registered adviser
- P•••• S•••••• • C•• to S••••• I••••••••• A•••••••• L••left Sep 17, 2003, registered Sep 8, 2003 (-9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address