D•••• M• B••••

• T••••• A••••••• S•••••••• I••• BD affiliated current
  since Jun 5, 2018 · Atlanta, Ga
• L•• F•••••••• L•• BD affiliated
  Aug 29, 2013 to Jun 14, 2018 · Kennesaw, Ga
• F•• S••••••••• C••••••••• former
  Mar 7, 2008 to Sep 12, 2013 · Atlanta, Ga
• C•••• I••••••••• S••••••• C•••• former
  Sep 27, 2005 to Feb 22, 2006 · Chicago, Il

• L•• F•••••••• L•• to T••••• A••••••• S•••••••• I•••
  left Jun 14, 2018, registered Jun 5, 2018 (-9 days) · RIA to affiliated broker-dealer or bank
• F•• S••••••••• C••••••••• to L•• F•••••••• L••
  left Sep 12, 2013, registered Aug 29, 2013 (-14 days) · Other
• C•••• I••••••••• S••••••• C•••• to F•• S••••••••• C•••••••••
  left Feb 22, 2006, registered Mar 7, 2008 (744 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address