DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• E•••• H••••••

T•• A•••••••• G••••BD affiliatedWorcester, Madual registrantIAPD 4286992

Feed of 09/14/2026

At current firm

1 y

since Sep 25, 2024

In the industry

25 y

since Dec 7, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• A•••••••• G•••• BD affiliated current
since Sep 25, 2024 · Worcester, Ma
I••••••••• W••••• C••••••• L•• independent RIA
Feb 15, 2018 to Aug 23, 2024 · Waltham, Ma
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 25, 2017 to Feb 5, 2018 · Worcester, Ma
M•• F•••••••• S•••••••• I••• former
Sep 9, 2016 to Mar 25, 2017 · Boston, Ma
T•••••• E••••••••• • P••••••••• I••• institutional
Mar 5, 2001 to Sep 30, 2016 · Worcester, Ma

Moves

a registration end followed by a registration begin elsewhere

I••••••••• W••••• C••••••• L•• to T•• A•••••••• G••••
left Aug 23, 2024, registered Sep 25, 2024 (33 days) · RIA to affiliated broker-dealer or bank · moved with a team
M•• I•••••••• S•••••••• L•• to I••••••••• W••••• C••••••• L••
left Feb 5, 2018, registered Feb 15, 2018 (10 days) · Other · moved with a team
M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
T•••••• E••••••••• • P••••••••• I••• to M•• F•••••••• S•••••••• I•••
left Sep 30, 2016, registered Sep 9, 2016 (-21 days) · Other

Signals

M•••••• E•••• H•••••• left I••••••••• W••••• C••••••• L•• for T•• A•••••••• G•••• (registered 2024-09-25)
Aug 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address