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Registered advisor
G••••• K••• B•••••••••
Feed of 09/14/2026
Also filed as G••••• K••• Bains
At current firm
0 y
since May 4, 2026
In the industry
25 y
since Dec 22, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 4, 2026 · San Francisco, Ca
- L•• F•••••••• L•• BD affiliatedJul 19, 2023 to May 22, 2026 · Vacaville, Ca
- B••••••• I••••••••• S•••••••• I••• ••••• formerFeb 3, 2015 to Jul 19, 2023 · Walnut Creek, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedFeb 2, 2012 to Oct 15, 2014 · Walnut Creek, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Oct 11, 2011 · San Francisco, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMay 3, 2006 to Oct 23, 2009 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to M••••• S••••••left May 22, 2026, registered May 4, 2026 (-18 days) · Affiliated broker-dealer or bank to wirehouse
- B••••••• I••••••••• S•••••••• I••• ••••• to L•• F•••••••• L••left Jul 19, 2023, registered Jul 19, 2023 (0 days) · corporate re-registration, not a move
- U••• B•••••• A•••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••left Oct 15, 2014, registered Feb 3, 2015 (111 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U••• B•••••• A•••••••• L••left Oct 11, 2011, registered Feb 2, 2012 (114 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Signals
- G••••• K••• B••••••••• left L•• F•••••••• L•• for M••••• S•••••• (registered 2026-05-04)May 22, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address