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Registered advisor
F•••• R•••••• N•••••
Feed of 09/14/2026
Also filed as F•••• R N•••••
At current firm
1 y
since Feb 25, 2025
In the industry
25 y
since Dec 6, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Feb 25, 2025 · Newport News, Va
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 5, 2022 to Feb 21, 2025 · New Port News, Va
- C••• F•••••••• S•••••••• L••• formerAug 14, 2019 to Dec 22, 2021 · Newport News, Va
- W•••• F•••• A••••••• wirehouseOct 9, 2014 to Apr 3, 2019 · Fort Lauderdale, Fl
- R•• C•••••• M••••••• L•• national BDOct 9, 2009 to Nov 4, 2014 · Fort Lauderdale, Fl
- J• B• H•••••• • C•• unclassifiedJul 13, 2005 to Oct 9, 2009 · Plantation, Fl
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Feb 21, 2025, registered Feb 25, 2025 (4 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••• F•••••••• S•••••••• L••• to C••••• I••••••••• A••••••• L••left Dec 22, 2021, registered Jan 5, 2022 (14 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to C••• F•••••••• S•••••••• L•••left Apr 3, 2019, registered Aug 14, 2019 (133 days) · Wirehouse to affiliated broker-dealer or bank
- R•• C•••••• M••••••• L•• to W•••• F•••• A•••••••left Nov 4, 2014, registered Oct 9, 2014 (-26 days) · Affiliated broker-dealer or bank to wirehouse
- J• B• H•••••• • C•• to R•• C•••••• M••••••• L••left Oct 9, 2009, registered Oct 9, 2009 (0 days) · corporate re-registration, not a move
Signals
- F•••• R•••••• N••••• left C••••• I••••••••• A••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-02-25)Feb 21, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address