DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M•••••• J•••• H•••••
Feed of 09/14/2026
Also filed as M•••••• J H•••••
At current firm
16 y
since Apr 16, 2010
In the industry
25 y
since Mar 16, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 16, 2010 · Orland Park, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to May 13, 2010 · Chicago, Il
- C••••••• I••••••••• S••••••• unclassifiedDec 12, 2005 to May 29, 2007 · Orland Park, Il
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Dec 8, 2005 · Chicago, Il
- B••• O•• S••••••••• C••••••••• unclassifiedAug 19, 2003 to Jul 6, 2005 · Chicago, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 23, 2001 to Aug 1, 2003 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left May 13, 2010, registered Apr 16, 2010 (-27 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- C•••• I••••••••• S••••••• C•••• to C••••••• I••••••••• S•••••••left Dec 8, 2005, registered Dec 12, 2005 (4 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• O•• S••••••••• C•••••••••left Aug 1, 2003, registered Aug 19, 2003 (18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address