RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••• B•••••• G••••
- W•••• I••••••••• A•••••••• L•• other currentsince Oct 4, 2022 · Garden Ridge, Tx
- S••••••• I••••••••• A•••••••• I••• otherJun 29, 2009 to Sep 27, 2022 · Austin, Tx
- S••••••• I••••••••• A•••••••• I••• to W•••• I••••••••• A•••••••• L••left Sep 27, 2022, registered Oct 4, 2022 (7 days) · Other
- E•••••• B•••••• G•••• left S••••••• I••••••••• A•••••••• I••• for W•••• I••••••••• A•••••••• L•• (registered 2022-10-04)Sep 27, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address