RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• L• B••••
- R••••• S•••••• C•••••• M••••••••• L•• independent RIA currentsince Jan 5, 2015 · Tulsa, Ok
- W••• F•••••••• M••••••••• L•• formerJun 17, 2005 to Dec 31, 2007 · Springdale, Ar
- W••••••• S••••••••• A••••••• formerJan 23, 2004 to Jun 13, 2005 · Springdale, Ar
- M••••• K••••• • C••••••• L•• formerJul 31, 2003 to Jan 7, 2004 · Rogers, Ar
- W••• F•••••••• M••••••••• L•• to R••••• S•••••• C•••••• M••••••••• L••left Dec 31, 2007, registered Jan 5, 2015 (2562 days) · Other
- W••••••• S••••••••• A••••••• to W••• F•••••••• M••••••••• L••left Jun 13, 2005, registered Jun 17, 2005 (4 days) · Other
- M••••• K••••• • C••••••• L•• to W••••••• S••••••••• A•••••••left Jan 7, 2004, registered Jan 23, 2004 (16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address