DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Wilbanks Securities Advisory

Former SEC-registered adviserOklahoma City, OklahomaCRD 118304SEC 801-63318IAPD
Legal name Aaron Wilbanks & Associates, Inc.
Latest filing Mar 31, 2017
First filing on the tape Nov 29, 2011 · 12 filings
RAUM
$137M
reported, Item 5.F
Discretionary
78%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
48
48 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$137M as of Mar 31, 2017
Mar 29, 2012$99.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3)48 as of Mar 31, 2017
Mar 29, 20120 then
Employees (5.A)48 as of Mar 31, 2017
Mar 28, 201357 then
Private funds: no history
RAUM +13% over the last fiscal year+0.1% a year over threeIARs 50 to 48
Practice profile
derived from the filing of Mar 31, 2017; every figure names its basis
RAUM per advisor
$2.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$182,667derivedRAUM over accounts (5.F.2.f)
Discretionary
78%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
8.0derived6 offices incl. principal (1.F.5)
RAUM growth, one year
+13%derivedbetween the last two annual amendments
Advisor growth, one year
-4.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publications, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
750reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourly, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Bronelle Aaron Wilbanks · President & Ceo, Chief Compliance Officercontrol
      since 01/1996 · owns 75% or more
    • Lee Randall Wilbanks · Vice Presidentcontrol
      since 01/1996 · owns 10% to 25%
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    • Broken Arrow, OK
    • Chandler, AZ
    • Orlando, FL
    • ,
    What changed
    consecutive filings, newest first
    • Accounts · 810 to 750
      Mar 30, 2016 to Mar 31, 2017
    • Advisory employees · 50 to 48
      Mar 30, 2016 to Mar 31, 2017
    • BD registered reps · 50 to 48
      Mar 30, 2016 to Mar 31, 2017
    • Employees · 50 to 48
      Mar 30, 2016 to Mar 31, 2017
    • State-registered IARs · 50 to 48
      Mar 30, 2016 to Mar 31, 2017
    • Discretionary RAUM · $93.0M to $107M
      Mar 30, 2016 to Mar 31, 2017
    • Non-discretionary RAUM · $28.0M to $30.0M
      Mar 30, 2016 to Mar 31, 2017
    • RAUM · $121M to $137M
      Mar 30, 2016 to Mar 31, 2017
    • Accounts · 797 to 810
      Oct 21, 2015 to Mar 30, 2016
    • Employees · 60 to 50
      Oct 21, 2015 to Mar 30, 2016
    • Discretionary RAUM · $77.4M to $93.0M
      Oct 21, 2015 to Mar 30, 2016
    • Non-discretionary RAUM · $28.5M to $28.0M
      Oct 21, 2015 to Mar 30, 2016
    • RAUM · $106M to $121M
      Oct 21, 2015 to Mar 30, 2016
    • Accounts · 752 to 797
      Jun 27, 2014 to Mar 31, 2015
    • Advisory employees · 60 to 50
      Jun 27, 2014 to Mar 31, 2015
    • BD registered reps · 60 to 50
      Jun 27, 2014 to Mar 31, 2015
    • State-registered IARs · 60 to 50
      Jun 27, 2014 to Mar 31, 2015
    • Discretionary RAUM · $73.0M to $77.4M
      Jun 27, 2014 to Mar 31, 2015
    • Non-discretionary RAUM · $63.5M to $28.5M
      Jun 27, 2014 to Mar 31, 2015
    • RAUM · $137M to $106M
      Jun 27, 2014 to Mar 31, 2015
    • Accounts · 756 to 752
      Mar 28, 2013 to Mar 31, 2014
    • Advisory employees · 57 to 60
      Mar 28, 2013 to Mar 31, 2014
    • BD registered reps · 57 to 60
      Mar 28, 2013 to Mar 31, 2014
    • Employees · 57 to 60
      Mar 28, 2013 to Mar 31, 2014
    • State-registered IARs · 57 to 60
      Mar 28, 2013 to Mar 31, 2014
    • Discretionary RAUM · $67.6M to $73.0M
      Mar 28, 2013 to Mar 31, 2014
    • Non-discretionary RAUM · $67.2M to $63.5M
      Mar 28, 2013 to Mar 31, 2014
    • RAUM · $135M to $137M
      Mar 28, 2013 to Mar 31, 2014
    • Accounts · 768 to 756
      Mar 8, 2013 to Mar 28, 2013
    • Advisory employees · 52 to 57
      Mar 8, 2013 to Mar 28, 2013
    • Advisory activities · 6 to 7
      Mar 8, 2013 to Mar 28, 2013
    • BD registered reps · 52 to 57
      Mar 8, 2013 to Mar 28, 2013
    • Employees · 52 to 57
      Mar 8, 2013 to Mar 28, 2013
    • State-registered IARs · 52 to 57
      Mar 8, 2013 to Mar 28, 2013
    • Discretionary RAUM · $59.3M to $67.6M
      Mar 8, 2013 to Mar 28, 2013
    • Non-discretionary RAUM · $40.0M to $67.2M
      Mar 8, 2013 to Mar 28, 2013
    • RAUM · $99.3M to $135M
      Mar 8, 2013 to Mar 28, 2013
    • Advisory employees · unset to 52.0
      Jun 15, 2012 to Mar 8, 2013
    • BD registered reps · unset to 52.0
      Jun 15, 2012 to Mar 8, 2013
    • Employees · unset to 52.0
      Jun 15, 2012 to Mar 8, 2013
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026