RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A••••• J••••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 29, 2025 · Chagrin Falls, Oh
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedFeb 22, 2017 to Oct 9, 2025 · Chagrin Falls, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedFeb 1, 2017 to Feb 22, 2017 · Hudson, Oh
- L•• F•••••••• L•• BD affiliatedSep 18, 2013 to Feb 1, 2017 · Bedford, Oh
- F••••••••• A•••••••• I••• unclassifiedJan 21, 2010 to Sep 18, 2013 · Twinsburg, Oh
- I••••• F•••••••• C••••••••• formerOct 11, 2005 to Jan 25, 2010 · Hudson, Oh
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••left Oct 9, 2025, registered Sep 29, 2025 (-10 days) · Affiliated broker-dealer or bank to another
- H••••••••• F•••••••• A••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 22, 2017, registered Feb 22, 2017 (0 days) · Other
- L•• F•••••••• L•• to H••••••••• F•••••••• A•••••••left Feb 1, 2017, registered Feb 1, 2017 (0 days) · corporate re-registration, not a move
- F••••••••• A•••••••• I••• to L•• F•••••••• L••left Sep 18, 2013, registered Sep 18, 2013 (0 days) · corporate re-registration, not a move
- I••••• F•••••••• C••••••••• to F••••••••• A•••••••• I•••left Jan 25, 2010, registered Jan 21, 2010 (-4 days) · Other
- D•••• A••••• J•••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2025-09-29)Oct 9, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address