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RIA Intelligence
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Registered advisor
J•••• K•••• W••••••
Feed of 09/14/2026
At current firm
12 y
since Sep 26, 2013
In the industry
25 y
since Mar 27, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 26, 2013 · Goodlettsville, Tn
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Sep 27, 2013 · Franklin, Tn
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedAug 21, 2007 to Jan 2, 2009 · Franklin, Tn
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJul 19, 2004 to Aug 9, 2007 · Brentwood, Tn
- M••••• K••••• • C••••••• L•• formerJan 15, 2004 to Aug 6, 2004 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Sep 27, 2013, registered Sep 26, 2013 (-1 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- B••• O• A•••••• I••••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Aug 9, 2007, registered Aug 21, 2007 (12 days) · Other
- M••••• K••••• • C••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Aug 6, 2004, registered Jul 19, 2004 (-18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address