RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- E•••••••• P•• independent RIA currentsince May 2, 2007 · Berwyn, Pa
- L•••••• F•••••••• S•••••••• I••• unclassifiedSep 30, 2003 to Sep 7, 2005 · Chicago, Il
- A• G• E•••••• • S•••• I••• unclassifiedMay 9, 2001 to Oct 3, 2003 · Chicago, Il
- L•••••• F•••••••• S•••••••• I••• to E•••••••• P••left Sep 7, 2005, registered May 2, 2007 (602 days) · Other
- A• G• E•••••• • S•••• I••• to L•••••• F•••••••• S•••••••• I•••left Oct 3, 2003, registered Sep 30, 2003 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address