DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V•••••• S•••• L••••

A••••••• W••••• A•••••• S••••••••asset managerConcord, Ca IA-onlyIAPD 4294416

Feed of 09/14/2026

At current firm

2 y

since Feb 13, 2024

In the industry

25 y

since Nov 11, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• W••••• A•••••• S•••••••• asset manager current
since Feb 13, 2024 · Charlotte, Nc
A••••••••• I••• BD affiliated
Oct 21, 2011 to Jan 30, 2024 · Concord, Ca
M•••••• F•••••••• S••••••• C••••••••• state registered
Nov 19, 2009 to Dec 18, 2009 · Rancho Cucamonga, Ca
W••••••• F•••••••• S•••••••• I••• former
Jan 16, 2009 to Sep 30, 2009 · Diamond Bar, Ca

Moves

a registration end followed by a registration begin elsewhere

A••••••••• I••• to A••••••• W••••• A•••••• S••••••••
left Jan 30, 2024, registered Feb 13, 2024 (14 days) · Other
M•••••• F•••••••• S••••••• C••••••••• to A••••••••• I•••
left Dec 18, 2009, registered Oct 21, 2011 (672 days) · Other
W••••••• F•••••••• S•••••••• I••• to M•••••• F•••••••• S••••••• C•••••••••
left Sep 30, 2009, registered Nov 19, 2009 (50 days) · Other

Signals

Vincent Scott Lewis no longer holds an investment adviser registration (last listed at Adhesion Wealth Advisor Solutions on the 2026-09-14 feed)
Sep 14, 2026 · Advisor registration ended · derived
Vincent Scott Lewis left Assetmark, Inc. for Adhesion Wealth Advisor Solutions (registered 2024-02-13)
Jan 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address