DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Earl Vigue

RBC Capital Markets, LLCnational BDChicago, Il dual registrantIAPD 4295756

Feed of 09/15/2026

Also filed as James E Vigue

At current firm

4 y

since Jan 27, 2022

In the industry

25 y

since Mar 6, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

RBC Capital Markets, LLC national BD current
since Jan 27, 2022 · Chicago, Il
Amundi Asset Management US, Inc. former
Jan 4, 2021 to Jan 7, 2022 · Boston, Ma
Amundi Pioneer Institutional Asset Management, Inc. former
Nov 24, 2015 to Dec 31, 2020 · Boston, Ma
Amg Funds LLC asset manager
Jun 17, 2010 to Nov 4, 2015
Amg Distributors, Inc. unclassified
Mar 1, 2006 to Jun 18, 2010 · Stamford, Ct
Equitable Advisors, LLC national BD
Mar 10, 2004 to Jun 3, 2004 · Northbrook, Il

Moves

a registration end followed by a registration begin elsewhere

Amundi Asset Management US, Inc. to RBC Capital Markets, LLC
left Jan 7, 2022, registered Jan 27, 2022 (20 days) · Other
Amundi Pioneer Institutional Asset Management, Inc. to Amundi Asset Management US, Inc.
left Dec 31, 2020, registered Jan 4, 2021 (4 days) · corporate re-registration, not a move
Amg Funds LLC to Amundi Pioneer Institutional Asset Management, Inc.
left Nov 4, 2015, registered Nov 24, 2015 (20 days) · Other
Amg Distributors, Inc. to Amg Funds LLC
left Jun 18, 2010, registered Jun 17, 2010 (-1 days) · Other
Equitable Advisors, LLC to Amg Distributors, Inc.
left Jun 3, 2004, registered Mar 1, 2006 (636 days) · Other

Signals

James Earl Vigue left Amundi Asset Management Us, Inc. for Rbc Capital Markets, Llc (registered 2022-01-27)
Jan 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address