DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•• F•••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 12, 2012 · 33 filings
SEC status approved since Mar 30, 1999
RAUM
$18B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$2.6B
derived; firm RAUM over IAPD count
Employees
99
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$18B as of Mar 30, 2026
Mar 12, 2012$10B then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Mar 30, 2026
Apr 1, 20139 then
Employees (5.A)99 as of Mar 30, 2026
Apr 1, 2013108 then
Private funds: no history
RAUM -4.1% over the last fiscal year-3.7% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- broker dealer a••••••••• · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $2.6BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.7BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 14.1derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$18B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 5reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=52.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W••••• K•••• F••••• | Hermosa Beach, Ca | Jun 17, 2010 | 26 y | 1 |
| K••••• L•• K••••Chartered Financial Analyst | Stamford, Ct | Jun 17, 2010 | 34 y | 1 |
| M•••••• D•••• F••••••••• | Stamford, Ct | Jun 17, 2010 | 30 y | 1 |
| E••••• C•••••• H•••Chartered Financial Analyst | Phoenixville, Pa | Aug 19, 2010 | 26 y | 2 |
| J••••• R••• G•••• | Stamford, Ct | Jul 8, 2025 | 10 y | 2 |
| F•••• E• F••••••• | Stamford, Ct | Jul 8, 2025 | 13 y | 1 |
| M•••• C•••••••• S•••••• | Stamford, Ct | Nov 10, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- K•••••••• G••••• R•••• to E••••• J••••Feb 18, 2016 · Other
- J•••• E••• V•••• to A••••• P•••••• I••••••••• A•••• M••••••••• I•••Nov 4, 2015 · Other
- S••• R••••• W••••• to B•••••••• I••••••••• M••••••••• L••Oct 15, 2013 · Other
- C••••••••• D••• B•••••• to N••••••• T•••• S••••••••• I••Apr 30, 2012 · Other
- S••••• S•••• H••••••• to N••••• A•••• M••••••••• L••Oct 7, 2011 · Other
- K••••••• L••••• H•••• to W•••••• B•••• • C•••••• L•••••Aug 26, 2010 · Other
Joined, latest
- F•••• E• F••••••• from M••••• S••••••Jul 8, 2025 · Other
- J••••• R••• G•••• from N••••• I••••••••• M••••••••• B••••••• T••••Jul 8, 2025 · Other
- S••• R••••• W••••• from R•••••• I•••••••••Mar 19, 2013 · Other
- E••••• C•••••• H••• from A•• D••••••••• I•••Aug 19, 2010 · Other
- K••••••• L••••• H•••• from A•• D••••••••• I•••Jun 17, 2010 · Other
- W••••• K•••• F••••• from B••••••• G•••• L••Jun 17, 2010 · Other
- K••••• L•• K•••• from C••••••••• I••••••••• L••Jun 17, 2010 · Other
- C••••••••• D••• B•••••• from A•• D••••••••• I•••Jun 17, 2010 · Other
- M•••••• D•••• F••••••••• from B••••••• G•••• L••Jun 17, 2010 · Other
- J•••• E••• V•••• from A•• D••••••••• I•••Jun 17, 2010 · Other
- S••••• S•••• H••••••• from A•• D••••••••• I•••Jun 17, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••• M•••• J• · Managing Director, Senior Counselcontrolsince 03/2015 · owns less than 5%
- J••••• A••••••••• R•••••• E•••••••• · Managing Director, Head Of Client Solutionscontrolsince 04/2023 · owns less than 5%
- K••••• K•••••• L•• · Chief Operating Officer/Ciocontrolsince 07/2007 · owns less than 5%
- S•••••••• P••••••• J••••• · Chief Compliance Officercontrolsince 01/2011 · owns less than 5%
Entity owners
- T•• C••• · Managing Memberdirect · owns 75% or more
- A••••••••• M••••••• G••••• I••• · Sole Shareholderindirect · owns 75% or more of Amg Global · public reporting company
- A•• G•••••• I••• · Sole Shareholderindirect · owns 75% or more of T•• C•••.
Related persons
Schedule D 7.A
- A•• D••••••••• I•••broker-dealery
- B•••••• G•••••• • C•••••• L•••investment adviserpooled vehicle sponsornRAUM $36B
- B••••• C••••• A•••• M••••••••• L••investment adviserbanknRAUM $4.2B
- C•••••• C••••• A•••••••• L••investment advisernRAUM $9.3B
- F••• I•• S••••••• B•••investment advisern
- F••••••• G••••• • P•••• I•••investment advisernRAUM $6.0B
- F••••••• C•••••• M••••••••• C• L••investment adviserpooled vehicle sponsornRAUM $9.6B
- G•••••• I••••••••• M••••••••• L••investment advisern
- G••• I••••••••• M••••••••• L••investment adviserpooled vehicle sponsornRAUM $53B
- H•••••• L•••••• L•investment advisernRAUM $32B
- J•••••• S••••• P•••••••• L••investment advisernRAUM $995M
- M•••••••• B••••• I••••••••• I•••investment advisernRAUM $13B
- P•••••••investment adviserpooled vehicle sponsornRAUM $88B
- P••••••••• C•••••• M••••••••• I•••investment advisernRAUM $7.6B
- R•••• R••• A•••• M••••••••• L••investment advisernRAUM $9.9B
- S••••••••• F•••••••• M••••••••• L•investment advisernRAUM $4.2B
- S••••••••• I••••••••• L••••••investment adviserbanknRAUM $24B
- R••••••••• I••••••••• M•••••••••investment advisernRAUM $2.9B
- T••••••••• C•••••• M••••••••• L••investment adviserpooled vehicle sponsornRAUM $7.9B
- T•••••• B••••• C•••••• L••investment advisernRAUM $7.1B
- V•••••• A•••• M••••••••• L••investment adviserbanknRAUM $19B
- Y••••••• A•••• M••••••••• L•investment adviserpooled vehicle sponsornRAUM $12B
Advisers that list A•• F•••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Stamford, Ct · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Prides Crossing, MA
What changed
consecutive filings, newest first
- Employees · 88 to 99Mar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $19B to $18BMar 27, 2025 to Mar 30, 2026
- RAUM · $19B to $18BMar 27, 2025 to Mar 30, 2026
- Advisory activities · 4 to 2Mar 28, 2024 to Mar 27, 2025
- BD registered reps · 55 to 52Mar 28, 2024 to Mar 27, 2025
- Employees · 90 to 88Mar 28, 2024 to Mar 27, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $21B to $19BMar 28, 2024 to Mar 27, 2025
- RAUM · $21B to $19BMar 28, 2024 to Mar 27, 2025
- BD registered reps · 51 to 55May 10, 2023 to Mar 28, 2024
- Employees · 88 to 90May 10, 2023 to Mar 28, 2024
- Discretionary RAUM · $20B to $21BMay 10, 2023 to Mar 28, 2024
- RAUM · $20B to $21BMay 10, 2023 to Mar 28, 2024
- Advisory employees · 4 to 3Mar 28, 2023 to May 10, 2023
- Accounts · 8 to 5Mar 30, 2022 to Mar 28, 2023
- Advisory employees · 5 to 4Mar 30, 2022 to Mar 28, 2023
- BD registered reps · 47 to 51Mar 30, 2022 to Mar 28, 2023
- Individual clients · 3 to 0Mar 30, 2022 to Mar 28, 2023
- Employees · 81 to 88Mar 30, 2022 to Mar 28, 2023
- Discretionary RAUM · $27B to $20BMar 30, 2022 to Mar 28, 2023
- Individual RAUM · 999966.0 to unsetMar 30, 2022 to Mar 28, 2023
- RAUM · $27B to $20BMar 30, 2022 to Mar 28, 2023
- Wrap assets (manager) · 999966.0 to unsetMar 30, 2022 to Mar 28, 2023
- Wrap assets (sponsor) · 0.0 to unsetMar 30, 2022 to Mar 28, 2023
- Accounts · 38 to 8Sep 1, 2021 to Mar 30, 2022
- BD registered reps · 46 to 47Sep 1, 2021 to Mar 30, 2022
- Individual clients · 33 to 3Sep 1, 2021 to Mar 30, 2022
- Employees · 82 to 81Sep 1, 2021 to Mar 30, 2022
- Discretionary RAUM · $26B to $27BSep 1, 2021 to Mar 30, 2022
- Individual RAUM · $21.9M to $999,966Sep 1, 2021 to Mar 30, 2022
- RAUM · $26B to $27BSep 1, 2021 to Mar 30, 2022
- Wrap assets (manager) · $21.9M to $999,966Sep 1, 2021 to Mar 30, 2022
- Other offices · 2 to 1Mar 26, 2021 to Sep 1, 2021
- Accounts · 89 to 38Feb 5, 2021 to Mar 26, 2021
- Corporate clients · 3 to 0Feb 5, 2021 to Mar 26, 2021
- Individual clients · 76 to 33Feb 5, 2021 to Mar 26, 2021
- Pension plan clients · 5 to 0Feb 5, 2021 to Mar 26, 2021
- Employees · 86 to 82Feb 5, 2021 to Mar 26, 2021
- Discretionary RAUM · $27B to $26BFeb 5, 2021 to Mar 26, 2021
- Individual RAUM · $63.8M to $21.9MFeb 5, 2021 to Mar 26, 2021
Signals
6 dated events
- Elizabeth Rachel Jacobs Antonaccio (Managing Director, Head Of Client Solutions) appeared on Schedule A of A•• F•••• L••Mar 28, 2024 · Control person joined · fact
- J Mark Duggan (Managing Director, Senior Counsel) appeared on Schedule A of A•• F•••• L••Mar 28, 2024 · Control person joined · fact
- Edmund Joseph Maccone (Head Of U.S. Intermediary Distribution) no longer on Schedule A of A•• F•••• L•• (listed 2022-03-30, absent 2023-03-28)Mar 28, 2023 · Control person left · inference
- Michael Brian Moran (Head Of National Accounts) no longer on Schedule A of A•• F•••• L•• (listed 2019-07-29, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Randolph Christopher Townsend (Chief Financial Officer) no longer on Schedule A of A•• F•••• L•• (listed 2019-03-26, absent 2019-07-29)Jul 29, 2019 · Control person left · inference
- Henry William Finnegan (Chief Marketing Officer) no longer on Schedule A of A•• F•••• L•• (listed 2018-06-29, absent 2019-03-26)Mar 26, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- A•• F•••• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/AMG-FUNDSreportedpublic record, Form ADV, Sep 19, 2026
- Website
- AMGETFS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 203-299-3500reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.6Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026