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Registered advisor
W••••• J• G•••••
Feed of 09/15/2026
Also filed as W••••• Johnston G•••••
At current firm
0 y
since Dec 4, 2025
In the industry
25 y
since Dec 30, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Dec 4, 2025 · Austin, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDApr 5, 2023 to Dec 12, 2025 · Live Oak, Tx
- L•• F•••••••• L•• BD affiliatedJan 15, 2014 to Apr 6, 2023 · Georgetown, Tn
- P•• M•••••• A•••••• S••••••••• I••• formerDec 13, 2011 to Jan 16, 2014 · Houston, Tx
- L•• F•••••••• L•• BD affiliatedMar 1, 2011 to Nov 23, 2011 · Fort Mill, Sc
- C••• B•••••••• S•••••••• I••• formerNov 15, 2002 to Mar 2, 2011 · Angleton, Tx
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Dec 12, 2025, registered Dec 4, 2025 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Apr 6, 2023, registered Apr 5, 2023 (-1 days) · Affiliated broker-dealer or bank to another
- P•• M•••••• A•••••• S••••••••• I••• to L•• F•••••••• L••left Jan 16, 2014, registered Jan 15, 2014 (-1 days) · Other
- L•• F•••••••• L•• to P•• M•••••• A•••••• S••••••••• I•••left Nov 23, 2011, registered Dec 13, 2011 (20 days) · Other
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left Mar 2, 2011, registered Mar 1, 2011 (-1 days) · Other
Signals
- W••••• J• G••••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2025-12-04)Dec 12, 2025 · Advisor changed firm · fact
- W••••• J• G••••• left L•• F•••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-04-05)Apr 6, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address