RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• F•••••••• W•••••
- M•••••••• G••••• I••• institutional currentsince Oct 25, 2022 · Gresham, Or
- C••••••••• F•••••••• N•••••• national BDNov 18, 2005 to Sep 30, 2022 · Portland, Or
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 16, 2003 to Dec 2, 2005 · Portland, Or
- C••••••••• F•••••••• N•••••• to M•••••••• G••••• I•••left Sep 30, 2022, registered Oct 25, 2022 (25 days) · Other · moved with a team
- C•••••••• G••••• M•••••• I••• to C••••••••• F•••••••• N••••••left Dec 2, 2005, registered Nov 18, 2005 (-14 days) · Other
- C•••••• F•••••••• W••••• left C••••••••• F•••••••• N•••••• for M•••••••• G••••• I••• (registered 2022-10-25)Sep 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address