RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• J••••• S•••••••
- C•••• A•••• M••••••••• I•• independent RIA currentsince May 10, 2001 · Champaign, Il
- M• H••••••• S••••••••• I••• BD affiliatedFeb 24, 2014 to Feb 26, 2014 · Champaign, Il
- P•••••••• A••••••• R••••••••• unclassifiedJan 16, 2004 to Dec 31, 2008 · Champaign, Il
- M• H••••••• S••••••••• I••• to no registered destinationleft Feb 26, 2014 · Departure, no registered destination
- P•••••••• A••••••• R••••••••• to M• H••••••• S••••••••• I•••left Dec 31, 2008, registered Feb 24, 2014 (1881 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address