RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• A•••••• H••••
- T••••••••• F•••••••• A•••••••• L•• BD affiliated currentsince Feb 27, 2026 · Omaha, Ne
- C••••••• A•••• M••••••••• L•• BD affiliatedNov 22, 2021 to Feb 17, 2026 · Ann Arbor, Mi
- S••••••••• A•••••• A•••••••• I••• formerMay 12, 2003 to Dec 31, 2020 · La Vista, Ne
- C••••••• A•••• M••••••••• L•• to T••••••••• F•••••••• A•••••••• L••left Feb 17, 2026, registered Feb 27, 2026 (10 days) · Affiliated broker-dealer or bank to another
- S••••••••• A•••••• A•••••••• I••• to C••••••• A•••• M••••••••• L••left Dec 31, 2020, registered Nov 22, 2021 (326 days) · Affiliated broker-dealer or bank to another
- M••• A•••••• H•••• left C••••••• A•••• M••••••••• L•• for T••••••••• F•••••••• A•••••••• L•• (registered 2026-02-27)Feb 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address