DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Adam Moroni Dawson
Certified Financial Planner
Feed of 09/14/2026
At current firm
10 y
since May 26, 2016
In the industry
25 y
since Jan 3, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Capstone Capital Wealth Advisors independent RIA currentsince May 26, 2016 · Henderson, Nv
- Park Avenue Securities LLC BD affiliatedJan 5, 2009 to May 20, 2016 · Las Vegas, Nv
- Financial Solutions Inc. unclassifiedApr 16, 2007 to Oct 1, 2008 · Henderson, Nv
- LPL Financial LLC BD affiliatedApr 9, 2007 to Dec 22, 2008 · Las Vegas, Nv
- Park Avenue Securities LLC BD affiliatedOct 25, 2004 to May 7, 2007 · Las Vegas, Nv
Moves
a registration end followed by a registration begin elsewhere
- Park Avenue Securities LLC to Capstone Capital Wealth Advisorsleft May 20, 2016, registered May 26, 2016 (6 days) · Other
- LPL Financial LLC to Financial Solutions Inc.left Dec 22, 2008, registered Apr 16, 2007 (-616 days) · Other
- Financial Solutions Inc. to Park Avenue Securities LLCleft Oct 1, 2008, registered Jan 5, 2009 (96 days) · Other
- Park Avenue Securities LLC to LPL Financial LLCleft May 7, 2007, registered Apr 9, 2007 (-28 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address