RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• C•••••• T•••
- C••••• F•• F•••••••• P••••••• I•• independent RIA currentsince Mar 14, 2012 · Southfield, Mi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedDec 3, 2010 to Jun 26, 2020 · Southfield, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 9, 2010 to Apr 28, 2010 · Auburn Hills, Mi
- J••• M••••• S••••••••• I••• unclassifiedSep 27, 2006 to May 21, 2008 · Bloomfield Hills, Mi
- B••• O•• S••••••••• C••••••••• unclassifiedMar 23, 2005 to Sep 27, 2006 · Bloomfield Hills, Mi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••• F•• F•••••••• P••••••• I••left Jun 26, 2020, registered Mar 14, 2012 (-3026 days) · Other · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 28, 2010, registered Dec 3, 2010 (219 days) · Other
- J••• M••••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 21, 2008, registered Apr 9, 2010 (688 days) · Other
- B••• O•• S••••••••• C••••••••• to J••• M••••• S••••••••• I•••left Sep 27, 2006, registered Sep 27, 2006 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address