RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M•••••• S••••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Nov 8, 2021 · Denver, Co
- M••••• A•••••••• I••• formerMar 11, 2014 to Dec 13, 2021 · Kirkland, Wa
- K•• F•••••••• S•••••••• I•• formerFeb 28, 2011 to Feb 10, 2014 · Seattle, Wa
- M••••• A•••••••• I••• to M••••• G••••• A••••••• I•••left Dec 13, 2021, registered Nov 8, 2021 (-35 days) · RIA to RIA · moved with a team
- K•• F•••••••• S•••••••• I•• to M••••• A•••••••• I•••left Feb 10, 2014, registered Mar 11, 2014 (29 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address