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RIA Intelligence
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Registered advisor
C••••••••• G••• K•••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as C••••••••• Vincia G•••
At current firm
0 y
since Dec 2, 2025
In the industry
25 y
since Nov 1, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- G••• K••••• F•••••••• state registered currentsince Dec 2, 2025 · R•••••, Va
- R••••• W••••• M••••••••• independent RIAJan 6, 2017 to Dec 1, 2025 · R•••••, Va
- L•• F•••••••• L•• BD affiliatedMay 6, 2010 to Jan 6, 2017 · R•••••, Va
Moves
a registration end followed by a registration begin elsewhere
- R••••• W••••• M••••••••• to G••• K••••• F••••••••left Dec 1, 2025, registered Dec 2, 2025 (1 days) · RIA to a state-registered adviser
- L•• F•••••••• L•• to R••••• W••••• M•••••••••left Jan 6, 2017, registered Jan 6, 2017 (0 days) · Other
Signals
- C••••••••• G••• K••••• left R••••• W••••• M••••••••• for G••• K••••• F•••••••• (registered 2025-12-02)Dec 1, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address