DFX Intelligence

RIA Intelligence

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SEC-registered adviser

R••••• W••••• M•••••••••

Independent wealth managerR•••••, VirginiaCRD 148816SEC 801-70555website IAPD

Legal name R••••• W••••• M••••••••• L•••

Latest filing Mar 20, 2026

First filing on the tape Feb 2, 2012 · 29 filings

SEC status approved since Sep 10, 2009

RAUM

$590M

reported, Item 5.F

Discretionary

98%

of RAUM

Private clients

96%

$569M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$147M

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

29 filings and snapshots on the tape

RAUM$590M as of Mar 20, 2026

Feb 2, 2012$104M then

HNW client RAUM$448M as of Mar 20, 2026

Mar 23, 2018$150M then

State-registered IARs (5.B.3)3 as of Mar 20, 2026

Feb 2, 20120 then

Employees (5.A)8 as of Mar 20, 2026

Mar 28, 20137 then

Private funds: no history

RAUM +24% over the last fiscal year+20% a year over threeIARs 5 to 3

Practice profile

derived from the filing of Mar 20, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
i••••••••• boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $147MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 120derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.6MderivedHNW RAUM over HNW clients
Average account: $332,175derivedRAUM over accounts (5.F.2.f)
Discretionary: 98%derivedof RAUM
Institutional: 2.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.0derivedItem 5.A over advisors
Advisors per office: 4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +24%derivedbetween the last two annual amendments
Advisor growth, one year: -40%derivedItem 5.B.3 between annual amendments
Client growth, one year: +3.2%derived
Compensation: percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is an insurance broker or agent (6.A.6)
buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$448M76%
Individuals$120M20%
Pension and profit-sharing plans$12.4M2.1%
Corporations and businesses$6.7M1.1%
Charitable organizations$2.1M0.4%

Individual clients: 307reported
HNW clients: 173reported
Pension plan clients: 7reported
Charitable clients: 1reported
Accounts: 1,776reported
Financial planning clients: 251-500reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourly, commissionsreported
Class basis: private_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

4 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
R••••• E••••• T•••••Certified Financial Planner, Chartered Financial Consultant	R•••••, Va	Oct 15, 2009	39 y	1
A•••••••• C••••• V•••••••Certified Financial Planner	R•••••, Va	Oct 30, 2014	12 y	0
C•••••• R•••• M••••••	Reston, Va	Nov 21, 2016	26 y	1
A••• J•••• K•••••	R•••••, Va	Jul 13, 2021	11 y	1

Advisor movement

1 left, 0 joined in 12 months

net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount1 left over 36 months

Left, latest

C••••••••• G••• K••••• to G••• K••••• F••••••••
Dec 1, 2025 · RIA to a state-registered adviser
D••••• E•••• M••••• to I••••••••• F•••••••• P•••••••
Nov 6, 2014 · Other

Joined, latest

A••• J•••• K••••• from C•••••• S••••• • C••• I•••
Jul 13, 2021 · Affiliated broker-dealer or bank to independent RIA
C••••••••• G••• K••••• from L•• F•••••••• L••
Jan 6, 2017 · Other
C•••••• R•••• M•••••• from A••••••••• F•••••••• S•••••••• L••
Nov 21, 2016 · Other
D••••• E•••• M••••• from L•• F•••••••• L••
Jun 3, 2011 · Other
R••••• E••••• T••••• from L•• F•••••••• L••
Oct 15, 2009 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

T•••••• R•••••• E••••• · Managing Membercontrol
since 01/2003 · owns 75% or more
K•••••• C••••••••• G••• · Chief Compliance Officer
since 03/2011 · owns less than 5%
V•••••••• A••••••••• C••••• · Partner
since 01/2017 · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
R•••••, Va · principal	4	0	1

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

account count surgeChange between filings · filing Mar 20, 2026
accounts (Item 5.F.2.f) moved from 473.0 to 1,776.0 (+275.0%) between the annual amendments of 2025-03-26 and 2026-03-20; the peer median change was +6.0% (1256 comparable advisers, 100.0th percentile of changes)
peers: WEALTH_I•••••••••, $500M to $1B (1,256) · 100% percentile
advisor count dropChange between filings · filing Mar 20, 2026
advisory representatives (Item 5.B.3) moved from 5.0 to 3.0 (-40.0%) between the annual amendments of 2025-03-26 and 2026-03-20; the peer median change was 0.0% (795 comparable advisers, 1.0th percentile of changes)
peers: WEALTH_I•••••••••, $500M to $1B (795) · 1.3% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 473 to 1,776
Jan 15, 2026 to Mar 20, 2026
Advisory employees · 4 to 3
Jan 15, 2026 to Mar 20, 2026
Corporate clients · 2 to 3
Jan 15, 2026 to Mar 20, 2026
HNW clients · 164 to 173
Jan 15, 2026 to Mar 20, 2026
Individual clients · 301 to 307
Jan 15, 2026 to Mar 20, 2026
Pension plan clients · 5 to 7
Jan 15, 2026 to Mar 20, 2026
Employees · 7 to 8
Jan 15, 2026 to Mar 20, 2026
Financial planning clients · 1-10 to 251-500
Jan 15, 2026 to Mar 20, 2026
State-registered IARs · 4 to 3
Jan 15, 2026 to Mar 20, 2026
Discretionary RAUM · $464M to $577M
Jan 15, 2026 to Mar 20, 2026
HNW RAUM · $360M to $448M
Jan 15, 2026 to Mar 20, 2026
Individual RAUM · $104M to $120M
Jan 15, 2026 to Mar 20, 2026
Non-discretionary RAUM · $12.9M to $13.0M
Jan 15, 2026 to Mar 20, 2026
Pension RAUM · $4.4M to $12.4M
Jan 15, 2026 to Mar 20, 2026
RAUM · $477M to $590M
Jan 15, 2026 to Mar 20, 2026
Advisory employees · 5 to 4
Mar 26, 2025 to Dec 12, 2025
Employees · 9 to 7
Mar 26, 2025 to Dec 12, 2025
State-registered IARs · 5 to 4
Mar 26, 2025 to Dec 12, 2025
Accounts · 476 to 473
Nov 5, 2024 to Mar 26, 2025
HNW clients · 195 to 164
Nov 5, 2024 to Mar 26, 2025
Individual clients · 271 to 301
Nov 5, 2024 to Mar 26, 2025
Pension plan clients · 7 to 5
Nov 5, 2024 to Mar 26, 2025
Employees · 8 to 9
Nov 5, 2024 to Mar 26, 2025
Financial planning clients · 1-10 to 1-10
Nov 5, 2024 to Mar 26, 2025
Discretionary RAUM · $399M to $464M
Nov 5, 2024 to Mar 26, 2025
HNW RAUM · $330M to $360M
Nov 5, 2024 to Mar 26, 2025
Individual RAUM · $69.1M to $104M
Nov 5, 2024 to Mar 26, 2025
Non-discretionary RAUM · $12.3M to $12.9M
Nov 5, 2024 to Mar 26, 2025
Pension RAUM · $5.2M to $4.4M
Nov 5, 2024 to Mar 26, 2025
RAUM · $412M to $477M
Nov 5, 2024 to Mar 26, 2025
Accounts · 466 to 476
Mar 31, 2023 to Mar 28, 2024
HNW clients · 199 to 195
Mar 31, 2023 to Mar 28, 2024
Individual clients · 257 to 271
Mar 31, 2023 to Mar 28, 2024
Discretionary RAUM · $334M to $399M
Mar 31, 2023 to Mar 28, 2024
HNW RAUM · $280M to $330M
Mar 31, 2023 to Mar 28, 2024
Individual RAUM · $54.8M to $69.1M
Mar 31, 2023 to Mar 28, 2024
Non-discretionary RAUM · $11.1M to $12.3M
Mar 31, 2023 to Mar 28, 2024
Pension RAUM · $4.5M to $5.2M
Mar 31, 2023 to Mar 28, 2024
RAUM · $345M to $412M
Mar 31, 2023 to Mar 28, 2024
Accounts · 458 to 466
Nov 3, 2022 to Mar 31, 2023

Signals

2 dated events

C••••••••• G••• K••••• left R••••• W••••• M••••••••• for G••• K••••• F•••••••• (registered 2025-12-02)
Dec 1, 2025 · Advisor changed firm · fact
Sue Linda T••••• (Member) no longer on Schedule A of R••••• W••••• M••••••••• (listed 2020-10-20, absent 2021-03-29)
Mar 29, 2021 · Control person left · inference

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/reston-wealth-managementreportedpublic record, Form ADV, Sep 21, 2026
Website: f•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 703-481-2280reportedpublic record, Form ADV, Mar 20, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $147Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026