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Registered advisor
T•••••• L••• W•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Tim W•••••
At current firm
5 y
since Aug 26, 2021
In the industry
27 y
since Oct 1, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Aug 26, 2021 · Allen, Tx
- L•• F•••••••• L•• BD affiliatedApr 1, 2003 to Oct 12, 2021 · Plano, Tx
- C••••• I••••••••• S••••••• L•• formerMay 20, 2002 to Apr 2, 2003 · Allen, Tx
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 12, 2021, registered Aug 26, 2021 (-47 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••• I••••••••• S••••••• L•• to L•• F•••••••• L••left Apr 2, 2003, registered Apr 1, 2003 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address