M•••••• N•• W•••

• U•• A••••••• institutional current
  since Mar 5, 2010 · Glastonbury, Ct
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Oct 28, 2005 to Feb 23, 2010 · Fairfield, Ct
• W•••• F•••• A••••••• wirehouse
  Jul 1, 2003 to Nov 1, 2005 · Westport, Ct
• P••••••••• E••••• G••••• L•• unclassified
  Mar 28, 2001 to Jul 1, 2003 · Westport, Ct

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• A•••••••
  left Feb 23, 2010, registered Mar 5, 2010 (10 days) · Other
• W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Nov 1, 2005, registered Oct 28, 2005 (-4 days) · Wirehouse to wirehouse
• P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
  left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Institutional managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address