J•••• R••••• H••••

• L•• E••••••••• L•• BD affiliated current
  since Nov 14, 2024 · Vienna, Va
• P•••• S••••••••• L•• no RAUM
  Aug 13, 2018 to Nov 14, 2024 · Vienna, Va
• O• I••••••••• M••••••••• C• BD affiliated
  Mar 9, 2017 to Jun 12, 2018 · Vienna, Va
• M•• I•••••••• S•••••••• L•• BD affiliated
  Jan 25, 2001 to Mar 19, 2015 · Rockville, Md

• P•••• S••••••••• L•• to L•• E••••••••• L••
  left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
• O• I••••••••• M••••••••• C• to P•••• S••••••••• L••
  left Jun 12, 2018, registered Aug 13, 2018 (62 days) · Affiliated broker-dealer or bank to another
• M•• I•••••••• S•••••••• L•• to O• I••••••••• M••••••••• C•
  left Mar 19, 2015, registered Mar 9, 2017 (721 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address